Paulson Investment Company investigation

  • ER

Nickolay Kukukov-Former Paulson Investment Broker-Discloses Regulatory Suspension and Termination From Employment- New York, NY
Nickolay Kukukov-Former Paulson Investment Broker-Discloses Regulatory Suspension and Termination From Employment- New York, NY 150 150 ER

Nickolay Kukukov Investigation April 2023-New York NY According to publicly available records Nickolay Kukukov , a former broker who last worked for Paulson Investment Company,  discloses a final regulatory matter a…

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  • Robert Rex, Esq.

James B. Schwartz-Former Aegis Capital Broker-Barred for Churning Customer Accounts-New York
James B. Schwartz-Former Aegis Capital Broker-Barred for Churning Customer Accounts-New York 150 150 Robert Rex, Esq.

April 2019-Garden City, New York The FINRA records of James B. Schwartz ,  a  former stock broker  who worked for Aegis Capital from 8/2013-6/2016 and was last employed  by Joseph Gunnar & Co.  , disclose  that…

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  • Robert Rex, Esq.

Kevin R. Graetz-Former Paulson Investment Broker-Barred From Securities Industry-Subject of Customer Suits-NY
Kevin R. Graetz-Former Paulson Investment Broker-Barred From Securities Industry-Subject of Customer Suits-NY 150 150 Robert Rex, Esq.

November 2019-New York According to FINRA records, Kevin Richard Graetz ,  a former stock broker who was last  registered  with Paulson Investment Company  discloses that he was barred from the securities…

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