recover puerto rico bond loss Archives

Robert Rex, Esq.
June 25, 2020

Charles Doraine-Former NEXT Financial Group Broker-Subject of Numerous Customer Suits-Corpus Christi, TX

Charles Doraine-Former NEXT Financial Group Broker-Subject of Numerous Customer Suits-Corpus Christi, TX https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g June 25, 2020 June 25, 2020

April 2021- Corpus Christi, Texas The FINRA records of Charles L. Doraine , a former stock broker who was last employed by NEXT Financial Group , disclose 2 prior regulatory matters and 7 prior…

Robert Rex, Esq.
April 19, 2017

Stifel Nicolaus Ordered to Pay Elderly Couple For Puerto Rico Bond Losses

Stifel Nicolaus Ordered to Pay Elderly Couple For Puerto Rico Bond Losses https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g April 19, 2017 April 19, 2017

Over the past few years St. Louis based Stifel Nicolaus & Co. has faced a number of problem with regulators as well as actions filed by disgruntled customers, including: In…