January 2020-Rowlett, Texas The FINRA records of  Walter (Walt) Parker ,  a currently unregistered broker who was last employed by  Titan Securities disclose a recent regulatory matter, 2 pending customer disputes and 11 prior…
read moreFebruary 2018 – Clear Lake, Iowa The FINRA records of  Thomas W. Bodensteiner ,  a  stockbroker who was previously employed by  VSR Financial Services  discloses a pending customer dispute . The Financial Industry…
read moreSEE THIS FOR JANUARY 2020 UPDATE Rowlett, Texas APRIL 2018 UPDATE–Walt Parker suspended in connection with sale of alternative investments, assessed $7,500 fine by FINRA. Read more here. UPDATE JULY…
read moreFebruary 22, 2016 United Development Funding IV announced today in a filing with the Securities & Exchange Commission that the FBI raided their office in Grapevine last week and that…
read moreFebruary 22, 2016- Grapevine, Texas United Development Funding IV (UDF IV)Â reports that they have been subpoenaed to turn over company documents to a grand jury. Â In an SEC filing…
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