January 2020-Rowlett, Texas The FINRA records of  Walter (Walt) Parker ,  a currently unregistered broker who was last employed by  Titan Securities disclose a recent regulatory matter, 2 pending customer disputes and 11 prior…
read moreApril 2017-Arlington, MA The FINRA records of  John G. Lewis III ,  a  stockbroker who is currently employed by  Summit Brokerage Services  disclose a pending customer dispute over investments in United Development Funding. The Financial…
read moreApril 2017-Clear Lake, IA The FINRA records of  Thomas W. Bodensteiner ,  a  stockbroker who was formerly employed by  VSR Financial Services  disclose a pending customer dispute over an investment in United Development…
read moreFebruary 19, 2016- Grapevine, Texas The FBI raided the offices of United Development Funding (UDF) yesterday causing the shares of its largest fund United Development Funding IV to fall over 50%,…
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