REIT attorney Archives

Robert Rex, Esq.
November 12, 2021

Austin R. Dutton Jr.-Former Newbridge Securities Broker-Fined $200K-Settles 22 Customer Suits -Doylestown, PA

Austin R. Dutton Jr.-Former Newbridge Securities Broker-Fined $200K-Settles 22 Customer Suits -Doylestown, PA https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 12, 2021 October 4, 2023

Austin Dutton Investigation November 2021–Doylestown, PA The FINRA records of Austin R. Dutton, Jr. , a stock broker who was previously employed by Newbridge Securities and who is currently employed by American…

Robert Rex, Esq.
July 19, 2016

Thomas J. Dailey-Sterne Agee Financial Broker-Discloses $500K Customer Dispute

Thomas J. Dailey-Sterne Agee Financial Broker-Discloses $500K Customer Dispute https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 19, 2016 July 19, 2016

July 2016-Youngstown, Ohio The FINRA records of Thomas J. Dailey , a stock broker who is currently employed by Sterne Agee Financial Services, disclose a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is…