Rocco Guidicipietro-Alexander Capital Stockbroker-Discloses Customer Dispute for Unauthorized Trading
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Robert Rex, Esq.
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April 2018 Update–See this. May 2016- New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report…
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