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David Melilli- Former Cambridge Investment Broker-Barred From Industry by Securities Regulator-Moorestown, NJ
David Melilli- Former Cambridge Investment Broker-Barred From Industry by Securities Regulator-Moorestown, NJ 150 150 ER

David Melilli Investigation April 2022- Moorestown, NJ The FINRA records of  David J. Melilli ,  a  former financial advisor who was last employed by Cambridge Investment Research and Sagepoint Financial, Inc.,…

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Clara Tang -Former Cetera Financial Advisor-Subject of Customer Complaints-Cupertino, CA
Clara Tang -Former Cetera Financial Advisor-Subject of Customer Complaints-Cupertino, CA 150 150 ER

Clara Tang Investigation   April 2022-Cupertino, CA The FINRA records of  Clara Tang ,  a former stock broker with Cetera Investment Services,  disclose a prior customer dispute and 2 pending customer…

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Joel Kichline- Former Stifel, Nicolaus Broker- Discloses 2 Regulatory Events, a Customer Dispute and 2 Terminations -Frontenac, MO
Joel Kichline- Former Stifel, Nicolaus Broker- Discloses 2 Regulatory Events, a Customer Dispute and 2 Terminations -Frontenac, MO 150 150 ER

Joel Kichline Investigation April 2022- Frontenac, MO According to publicly available records,  Joel Kichline, a currently unregistered broker who was previously employed with Stifel, Nicolaus & Company  in Frontenac, MO.…

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Faith Read Xenos- MSEC Broker- Discloses Customer Dispute -Coral Gables, FL
Faith Read Xenos- MSEC Broker- Discloses Customer Dispute -Coral Gables, FL 150 150 ER

Faith Read Xenos Investigation April 2022- Coral Gables, FL According to publicly available records,  Faith Read Xenos, a broker with MSEC and Mariner Wealth Advisors in Coral Gables, FL,  discloses a  customer…

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Brett S. Ellen-Former Metric Financial Broker-Discloses $1.9M Customer Suit – Las Vegas, NV
Brett S. Ellen-Former Metric Financial Broker-Discloses $1.9M Customer Suit – Las Vegas, NV 150 150 ER

Brett Scott Ellen Investigation Updated October 2023 – Las Vegas, NV According to publicly available records  Brett S. Ellen,  an unregistered broker who was most recently employed by  Metric Financial…

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Dennis Ayre-Former Hill Top Securities Broker-Settles $1.18m+ in Customer Disputes and is Barred From Securities Industry-Beverly Hills, CA
Dennis Ayre-Former Hill Top Securities Broker-Settles $1.18m+ in Customer Disputes and is Barred From Securities Industry-Beverly Hills, CA 150 150 ER

Dennis Ayre Investigation April 2022-Beverly Hills, CA According to publicly available records Dennis Ayre,  a  former stockbroker who last worked for Hill Top Securities discloses that he has 9 prior customer complaints…

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Dustin Ward- Woodbury Financial Broker- Discloses Pending Customer Disputes -St. Louis, MO
Dustin Ward- Woodbury Financial Broker- Discloses Pending Customer Disputes -St. Louis, MO 150 150 ER

Dustin K. Ward Investigation April 2022- St. Louis, MO According to publicly available records, Dustin K. Ward, a Woodbury Financial Services broker, discloses 2 pending customer disputes. The Financial Industry…

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  • Robert Rex, Esq.

Jeffrey L. Eglow- Newbridge Securities Broker-Has Pending Customer Complaints- Boca Raton, FL
Jeffrey L. Eglow- Newbridge Securities Broker-Has Pending Customer Complaints- Boca Raton, FL 150 150 Robert Rex, Esq.

Jeffrey L. Eglow/ Newbridge Securities Investigation August 2022- Boca Raton, FL According to publicly available records, Newbridge Securities Corporation  financial advisor Jeffrey Eglow,   discloses 2 pending and 4 prior customer disputes.…

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Rex Securities Law Investment Fraud Attorney Investigates Felipe Henao Vargas formerly with Insigneo Securities
Rex Securities Law Investment Fraud Attorney Investigates Felipe Henao Vargas formerly with Insigneo Securities 150 150 ER

Last Updated: January 2024 (Miami, Florida) Felipe Henao Vargas Investigation Summary Here’s what you need to know about Miami, FL, stockbroker Felipe Henao Vargas: Name: Mr. Felipe Henao Vargas Current…

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