• Robert Rex, Esq.

Scott Sibley-Former Raymond James Broker-Discloses Multiple Customer Disputes Alleging Abuse of the Elderly-Boca Raton, FL
Scott Sibley-Former Raymond James Broker-Discloses Multiple Customer Disputes Alleging Abuse of the Elderly-Boca Raton, FL 150 150 Robert Rex, Esq.

April 2017-Boca Raton, FL According to publicly available records Scott Allen Sibley  , (CRD# 1523981) ,  a   former stockbroker who last worked for Moors & Cabot,  discloses 3 prior regulatory events, 2 pending…

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  • Robert Rex, Esq.

Eddie Basora Jr.-Former Merrimac Broker-Named in Regulatory Complaint
Eddie Basora Jr.-Former Merrimac Broker-Named in Regulatory Complaint 150 150 Robert Rex, Esq.

March 2017-Altamonte Springs, Florida According to publicly available records Eddie Basora, Jr.  , (CRD# 4388378) ,  a   former stockbroker who last worked for Merrimac Corporate Securities has been named in a complaint filed…

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  • Robert Rex, Esq.

How to Recover Losses on United Development Funding IV (UDF IV)
How to Recover Losses on United Development Funding IV (UDF IV) 150 150 Robert Rex, Esq.

March 2017 Investors who have suffered losses on United Development IV (UDF IV)  may be able to recover damages through FINRA arbitration,  a dispute resolution process that is much more…

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  • Robert Rex, Esq.

Chad Sayers Indicted for Fraud-Dallas, Texas
Chad Sayers Indicted for Fraud-Dallas, Texas 150 150 Robert Rex, Esq.

March 2017-Sherman, Texas Carlton Chadbourne Sayers (‘Chad”), 51, of Dallas was indicted for fraud by a Federal Grand Jury for the Eastern District of Texas according to a press release…

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  • Robert Rex, Esq.

Aegis Capital Corp. Discloses Investigation by FINRA, SEC & FINCEN
Aegis Capital Corp. Discloses Investigation by FINRA, SEC & FINCEN 150 150 Robert Rex, Esq.

March 2017-New York According to publicly available records filed with the Securities & Exchange Commission, Aegis Capital Corporation is being investigated by three regulatory agencies: FINRA-The Financial Industry Regulatory Authority SEC-Securities &…

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  • Robert Rex, Esq.

Joel H. Kassewitz-Former Credit Suisse Broker-Discloses Customer Disputes-Coral Gables, FLA
Joel H. Kassewitz-Former Credit Suisse Broker-Discloses Customer Disputes-Coral Gables, FLA 150 150 Robert Rex, Esq.

February 2017-Coral Gables, FL According to publicly available records Joel H. Kassewitz , (CRD# 1674124) ,  a   stockbroker who is  not currently registered discloses one pending and seven prior, final customer disputes.…

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  • Robert Rex, Esq.

Jeffrey J. Drapala-Raymond James Broker-Discloses Customer Dispute-Delray Beach, FL
Jeffrey J. Drapala-Raymond James Broker-Discloses Customer Dispute-Delray Beach, FL 150 150 Robert Rex, Esq.

February 2017-Delray Beach, FL According to publicly available records Jeffrey J. Drapala , (CRD# 1674124) ,  a   stockbroker who is  currently employed by Raymond James Financial Services discloses a pending customer dispute.…

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  • Robert Rex, Esq.

Jack C Bixler-Sandlapper Securities Broker-Discloses Pending Regulatory Matter-Greenville, S.C.
Jack C Bixler-Sandlapper Securities Broker-Discloses Pending Regulatory Matter-Greenville, S.C. 150 150 Robert Rex, Esq.

February 2017-Greenville, South Carolina According to publicly available records Jack Charles Bixler , (CRD# 22331) ,  a   stockbroker who is currently employed by Sandlapper Securities, discloses a pending regulatory matter. The Financial…

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  • Robert Rex, Esq.

Matthew J. Westfall-Former Securities America Broker-Discloses Pending Customer Dispute
Matthew J. Westfall-Former Securities America Broker-Discloses Pending Customer Dispute 150 150 Robert Rex, Esq.

February 2017-Grand Isle, NE According to publicly available records Matthew J. Westfall , (CRD# 1112977) ,  a   stockbroker who is not currently registered, discloses a pending customer dispute, a discharge from…

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  • Robert Rex, Esq.

William F. White-Primex Broker-Discloses FINRA Investigation and Settlement of Customer Dispute
William F. White-Primex Broker-Discloses FINRA Investigation and Settlement of Customer Dispute 150 150 Robert Rex, Esq.

February 2017-New York According to publicly available records William F. White  , (CRD# 2168943) ,  a   stockbroker who is employed by Primex, discloses a  pending FINRA investigation and the settlement of a customer dispute.…

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