Last Updated: October 2023 (Center Valley, PA) Kevin Houser Investigation Summary Here’s what you need to know about Center Valley, PA, stockbroker Kevin Houser: Name: Mr. Kevin Douglas Houser Current…
read moreJune 2023- Vienna, VA Investigation Summary: Robert Alan Eisenberg Have you suffered financial losses due to Vienna, VA stockbroker Robert Alan Eisenberg? Below is the latest information we have on…
read moreSteven Martin Barnett Investigation June 2023- Jacksonville, FL The FINRA records of Stephen Martin Barnett , a stockbroker who was previously employed by LPL Financial disclose a regulatory matter, a customer…
read moreValentino Michael Scott Investigation June 2023- West Hills, CA The FINRA records of Valentino Michael Scott, a Centaurus Financial, Inc. broker, disclose customer disputes. The Financial Industry Regulatory Authority (FINRA) is the agency…
read moreRobinhood Financial Sanctioned by Texas Securities Regulator Austin, TX-June 2023 The Texas State Securities Board (TSSB) entered into a Consent Order with Robinhood Financial LLC, a registered broker dealer headquartered…
read moreClinton Byrd Investigation June 2023-Tallahassee, FL According to publicly available records Clinton Byrd, a broker previous employed by Cantella & Co., discloses a regulatory suspension, settlement of a customer dispute…
read moreVincent “Vinny” Grucci Investigation June 2023-Ocean Ridge, FL The FINRA records of Vinny Grucci, a former stock broker who was last employed by Fortune Financial Services, Inc. disclose a pending FINRA…
read moreJohn “JC” Carroll Investigation June 2023-Juno Beach, FL According to publicly available records John Carroll IV a former broker who previously was employed by Vanderbilt Securities, discloses a final regulatory matter…
read moreKenneth Wade Investigation June 2023-Austin, TX According to publicly available records Kenneth Wade, a broker previously with Cetera Advisor Networks discloses a final regulatory matter resulting in being permanently barred…
read moreAlexandra Smith Investigation June 2023-St. Petersburg, FL The FINRA records of Alexandra Smith , a former stock broker who was last employed in the industry by J.P. Morgan Securities , disclose 2…
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