Anthony Pitta Investigation September 2022- Melville, NY According to publicly available records, Anthony J. Pitta, a financial advisor currently employed by Capital Investment Group, discloses a currently pending customer dispute. The Financial…
read moreJohn Hebner Investigation September 2022- Hayden, Idaho According to publicly available records, John R. Hebner, a financial advisor currently employed by Moloney Securities, discloses a currently pending customer dispute. The Financial Industry…
read moreLast Updated: December 2023 (McAllen, Texas) Walter Reyna Investigation Summary Here’s what you need to know about McAllen, TX, stockbroker Walter Reyna: Name: Mr. Walter James Reyna Current Employer: J.W. Cole…
read moreChristopher Wright Investigation September 2022- Prescott, AZ According to publicly available records Christopher Wright, a broker employed by Center Street Securities, discloses a pending customer suit involving an investment in…
read morePaul W. Witthauer G.A. Repple & Co. Investigation September 2022- Jamestown, N. Dakota The FINRA records of Paul Witthauer , a broker with G.A. Repple and Company, disclose recently a filed suit…
read moreMichael Valenta Investigation September 2022- Westminster, CO The FINRA records of Michael J. Valenta , a broker with Cambridge Investment Research Advisors, disclose recently filed suits by customers seeking damages for oil…
read moreSecurities Enforcement Actions Securities Division- North Carolina Secretary of State Raleigh, North Carolina-September 11, 2022 Founders of Fake “Hedge Fund” Plead Guilty to $4 Million Ponzi Scheme– Charlotte, N.…
read moreDonnie Ingram Investigation September 2022-Winter Haven, FL According to publicly available records Donnie E. Ingram, (CRD# 1416971) , a stockbroker who previously worked for Centaurus Financial Inc. , disclose 9 prior customer disputes…
read moreSean Sullivan Investigation September 2022- Melville, NY According to publicly available records, Sean T. Sullivan, a former Aegis Capital broker discloses customer disputes and a termination from employment. The Financial Industry…
read moreEfthimios (Tim) Petrou Investigation September 2022 – Ronkonkoma, NY According to publicly attained records, Efthimios (Tim) Petrou, a stockbroker who was last employed by Arive Capital Markets , discloses a recent…
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