• Robert Rex, Esq.

John Hebner – Moloney Securities Broker- Discloses Customer Suit-Hayden, Idaho
John Hebner – Moloney Securities Broker- Discloses Customer Suit-Hayden, Idaho 150 150 Robert Rex, Esq.

John Hebner Investigation September 2022- Hayden, Idaho According to publicly available records,  John R. Hebner,  a financial advisor currently employed by Moloney Securities, discloses  a currently pending customer dispute. The Financial Industry…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Walter Reyna formerly with Lincoln Financial Securities
Rex Securities Law Investment Fraud Attorney Investigates Walter Reyna formerly with Lincoln Financial Securities 150 150 Robert Rex, Esq.

Last Updated: December 2023 (McAllen, Texas) Walter Reyna Investigation Summary Here’s what you need to know about McAllen, TX,  stockbroker Walter Reyna: Name: Mr. Walter James Reyna Current Employer: J.W. Cole…

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  • Robert Rex, Esq.

Christopher Wright – Center Street Securities Broker-Customer Sues Over GWG L-Bond Losses – Prescott, AZ
Christopher Wright – Center Street Securities Broker-Customer Sues Over GWG L-Bond Losses – Prescott, AZ 150 150 Robert Rex, Esq.

Christopher Wright Investigation   September 2022- Prescott, AZ  According to publicly available records Christopher Wright,  a broker employed by Center Street Securities,  discloses a pending customer suit involving an investment in…

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  • Robert Rex, Esq.

Paul W. Witthauer- G.A. Repple Broker-Sued Over GWG L-Bonds-Jamestown, N. Dakota
Paul W. Witthauer- G.A. Repple Broker-Sued Over GWG L-Bonds-Jamestown, N. Dakota 150 150 Robert Rex, Esq.

Paul W. Witthauer G.A. Repple & Co.  Investigation September 2022- Jamestown, N. Dakota The FINRA records of  Paul Witthauer ,  a broker with G.A. Repple and Company,  disclose recently a filed suit…

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  • Robert Rex, Esq.

Michael Valenta- Cambridge Investment Research Broker-Sued Over Oil & Gas Investments-Westminster, CO
Michael Valenta- Cambridge Investment Research Broker-Sued Over Oil & Gas Investments-Westminster, CO 150 150 Robert Rex, Esq.

Michael Valenta Investigation September 2022- Westminster, CO  The FINRA records of  Michael J. Valenta ,  a broker with Cambridge Investment Research Advisors,  disclose recently filed suits by customers seeking damages for oil…

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  • Robert Rex, Esq.

North Carolina Securities Regulators Latest Enforcement News September 2022
North Carolina Securities Regulators Latest Enforcement News September 2022 150 150 Robert Rex, Esq.

Securities Enforcement Actions  Securities Division- North Carolina Secretary of State   Raleigh, North Carolina-September 11, 2022 Founders of Fake “Hedge Fund” Plead Guilty to $4 Million Ponzi Scheme– Charlotte, N.…

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  • Robert Rex, Esq.

Donnie E. Ingram-Former Centaurus Broker-Discloses Customer Disputes & Regulatory Investigations -WInter Haven, FL
Donnie E. Ingram-Former Centaurus Broker-Discloses Customer Disputes & Regulatory Investigations -WInter Haven, FL 150 150 Robert Rex, Esq.

Donnie Ingram Investigation September 2022-Winter Haven, FL According to publicly available records Donnie E. Ingram, (CRD# 1416971) ,  a  stockbroker who previously worked for  Centaurus Financial Inc. ,  disclose 9  prior customer disputes…

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  • Robert Rex, Esq.

Sean Sullivan – Former Aegis Capital Broker- Fired for Allegations of Unauthorized Trading -Melville, NY
Sean Sullivan – Former Aegis Capital Broker- Fired for Allegations of Unauthorized Trading -Melville, NY 150 150 Robert Rex, Esq.

Sean Sullivan  Investigation September 2022- Melville, NY According to publicly available records,  Sean T. Sullivan,  a former Aegis Capital broker discloses  customer disputes and a termination from employment. The Financial Industry…

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Derick Strickland- Former Allstate Financial Broker-Fails to Cooperate With Regulators-Barred From Securities Industry-Houston, TX
Derick Strickland- Former Allstate Financial Broker-Fails to Cooperate With Regulators-Barred From Securities Industry-Houston, TX 150 150 ER

Derick  Strickland Investigation September 2022- Houston, TX  The FINRA records of  Derick Montrele Strickland ,  a former broker with Allstate Financial Services,  disclose a recent bar from the securities industry. The…

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