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Dustin Ward- Woodbury Financial Broker- Discloses Pending Customer Disputes -St. Louis, MO
Dustin Ward- Woodbury Financial Broker- Discloses Pending Customer Disputes -St. Louis, MO 150 150 ER

Dustin K. Ward Investigation April 2022- St. Louis, MO According to publicly available records, Dustin K. Ward, a Woodbury Financial Services broker, discloses 2 pending customer disputes. The Financial Industry…

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  • Robert Rex, Esq.

Jeffrey L. Eglow- Newbridge Securities Broker-Has Pending Customer Complaints- Boca Raton, FL
Jeffrey L. Eglow- Newbridge Securities Broker-Has Pending Customer Complaints- Boca Raton, FL 150 150 Robert Rex, Esq.

Jeffrey L. Eglow/ Newbridge Securities Investigation August 2022- Boca Raton, FL According to publicly available records, Newbridge Securities Corporation  financial advisor Jeffrey Eglow,   discloses 2 pending and 4 prior customer disputes.…

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  • Robert Rex, Esq.

Matthew A. Siliato- Former Spartan Capital Broker-Barred from Securities Industry-NYC
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Matthew A. Siliato Investigation March 2022 -New York The FINRA records of  Matthew Angelo Siliato,  a  former stock broker who was last employed by Spartan Capital Securities disclose 3 regulatory events,  a currently pending…

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Rex Securities Law Investment Fraud Attorney Investigates Felipe Henao Vargas formerly with Insigneo Securities
Rex Securities Law Investment Fraud Attorney Investigates Felipe Henao Vargas formerly with Insigneo Securities 150 150 ER

Last Updated: January 2024 (Miami, Florida) Felipe Henao Vargas Investigation Summary Here’s what you need to know about Miami, FL, stockbroker Felipe Henao Vargas: Name: Mr. Felipe Henao Vargas Current…

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Michael Fahsholtz- Former Stifel, Nicolaus Broker- Discloses 9 Final Customer Disputes – Wenatchee, WA
Michael Fahsholtz- Former Stifel, Nicolaus Broker- Discloses 9 Final Customer Disputes – Wenatchee, WA 150 150 ER

Michael Fahsholtz Investigation February 2022- Wenatchee, WA According to publicly available records,  Michael A. Fahsholtz , an unregistered broker who was previously with Stifel, Nicolaus & Company,  discloses 9 final customer…

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Ignacio Erhart Del Campo- Former Insigneo Securities Broker- Sanctioned for Making Trades in Deceased Customer’s Account – Montevideo, Uruguay
Ignacio Erhart Del Campo- Former Insigneo Securities Broker- Sanctioned for Making Trades in Deceased Customer’s Account – Montevideo, Uruguay 150 150 ER

Ignacio Erhart Del Campo Investigation March 2022- Montevideo, Uruguay The FINRA records of Ignacio Erhart Del Campo  , a former stockbroker who was last employed by Insigneo Securities. , discloses 2 regulatory events and a…

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Vince Mastrovito-Former J.W. Cole Financial Broker Discloses 2 Pending Customer Disputes and a Termination- Charlevoix, MI
Vince Mastrovito-Former J.W. Cole Financial Broker Discloses 2 Pending Customer Disputes and a Termination- Charlevoix, MI 150 150 ER

Vince Mastrovito Investigation March 2022- Charlevoix, MI The FINRA records of Vince Mastrovito, a broker who formerly worked for J.W. Cole Financial, Inc. and Cambridge Investment Research disclose 2 pending customer…

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Chuck Cox-Raymond James Broker-Discloses Prior Customer Dispute and Customer Dispute -Federal Way, WA
Chuck Cox-Raymond James Broker-Discloses Prior Customer Dispute and Customer Dispute -Federal Way, WA 150 150 ER

Charles (Chuck) Arthur Cox Investigation March 2022- Federal Way, WA According to publicly available records  Chuck Cox , a stockbroker registered with Raymond James Financial Services Advisors, Inc. discloses a…

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Kurt Stein-Quint Capital Broker-Discloses Customer Dispute and 1 Pending Customer Disputes -New York, NY
Kurt Stein-Quint Capital Broker-Discloses Customer Dispute and 1 Pending Customer Disputes -New York, NY 150 150 ER

Kurt Stein Investigation March 2022- New York, NY The FINRA records of Kurt Anthony Stein,  a Quint Capital Corporation broker,  discloses 2 prior customer disputes and 1 pending customer dispute. The Financial…

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