TCM Securities complaint Archives

Robert Rex, Esq.
May 24, 2018

Dennis Farrah & Mark Raezer-Former TCM Securities Brokers-Sanctioned Over Madyson Capital REIT-Aurora, CO

Dennis Farrah & Mark Raezer-Former TCM Securities Brokers-Sanctioned Over Madyson Capital REIT-Aurora, CO https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g May 24, 2018 May 24, 2018

October 2020 -Aurora, Colorado The FINRA records of Dennis M. Farrah , a former stockbroker who was barred from the securities industry and who last was employed by Taylor Capital Management (now known…

Robert Rex, Esq.
April 30, 2017

Kirk Gill Investigation-Former Morgan Stanley Broker-Settles Numerous Customer Suits-Tucson, AZ

Kirk Gill Investigation-Former Morgan Stanley Broker-Settles Numerous Customer Suits-Tucson, AZ https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g April 30, 2017 April 30, 2017

April 2019-Tucson, AZ We recently filed an arbitration claim with FINRA on behalf of an Arizona couple who allege that Kirk Gill over concentrated their retirement accounts with energy stocks and made…