• Robert Rex, Esq.

How to Recover Losses on Behavioral Recognition Systems (BRS Labs) now known as Giant Gray-Houston, TX
How to Recover Losses on Behavioral Recognition Systems (BRS Labs) now known as Giant Gray-Houston, TX 150 150 Robert Rex, Esq.

October 2018- The SEC has charged Houston based Behavioral Recognition Systems (now known as Giant Gray) and its CEO Ray C. Davis with soliciting over $28 million from investors and…

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  • Robert Rex, Esq.

Craig Wakefield-Merrill Lynch Broker-Discloses $100K Customer Dispute- Houston, TX
Craig Wakefield-Merrill Lynch Broker-Discloses $100K Customer Dispute- Houston, TX 150 150 Robert Rex, Esq.

October 2018- Houston, TX According to FINRA records, Craig D. Wakefield,  a stockbroker who is currently registered with Merrill Lynch, Pierce, Fenner & Smith (Merrill Lynch) discloses a currently pending…

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  • Robert Rex, Esq.

Bill Riley-Former Silver Oaks Securities Broker-Subject of $600K Customer Suit-Ft. Worth, TX
Bill Riley-Former Silver Oaks Securities Broker-Subject of $600K Customer Suit-Ft. Worth, TX 150 150 Robert Rex, Esq.

September 2018 – Ft. Worth, Texas According to publicly available records  William E. Riley, Jr. ,  a  currently unregistered stockbroker, who was last registered with Silver Oak Securities ,  disclose a pending customer…

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  • Robert Rex, Esq.

Bill Lowell of Lowell & Company- Discloses $375K Settlement of Customer Suit-Lubbock, TX
Bill Lowell of Lowell & Company- Discloses $375K Settlement of Customer Suit-Lubbock, TX 150 150 Robert Rex, Esq.

May 2019- Lubbock, Texas The FINRA records of William (“Bill”) Hamilton Lowell ,  a  financial advisor who is currently registered with Crescent Securities Group and Lowell & Company ,  disclose two prior regulatory issues and…

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  • Robert Rex, Esq.

Daniel Gamache- Former UBS Broker- Discloses 2 Customer Disputes- Denver, CO
Daniel Gamache- Former UBS Broker- Discloses 2 Customer Disputes- Denver, CO 150 150 Robert Rex, Esq.

August 2018- Denver, CO The FINRA records of Daniel Gamache,  a stockbroker who is not currently employed and who last worked for UBS Financial Services in Denver, CO, discloses two pending…

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  • Robert Rex, Esq.

Dwaine Caraway Pleads Guilty to Federal Corruption Charges-Resigns From Council-Dallas, TX
Dwaine Caraway Pleads Guilty to Federal Corruption Charges-Resigns From Council-Dallas, TX 150 150 Robert Rex, Esq.

August 2018-Dallas, Texas The Dallas Morning News reports that Dallas Mayor Pro Tem Dwaine Caraway has pleaded guilty to federal corruption charges filed in Dallas federal court last week. Caraway,…

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  • Robert Rex, Esq.

Gabriel Claudio Sentenced to 25 Years For Defrauding Victims From Alice, TX
Gabriel Claudio Sentenced to 25 Years For Defrauding Victims From Alice, TX 150 150 Robert Rex, Esq.

August 2018-Corpus Christi, TX The Texas State Securities Board (TSSB) announced that Gabriel Claudio, Jr. was sentenced in the 79th District Court of Jim Wells County to 25 years  to…

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  • Robert Rex, Esq.

Dexter L. Thomas Litigation Update-June 2019-Dallas, TX
Dexter L. Thomas Litigation Update-June 2019-Dallas, TX 150 150 Robert Rex, Esq.

June 2019  UPDATE–Dallas, TX We are currently pursuing FINRA arbitration claims on behalf of more than 20 individuals who were were customers of Dexter Thomas Financial Services. These individuals are…

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  • Robert Rex, Esq.

How to Recover Losses on American Finance Trust, Inc. (AFIN)-Formerly American Realty Capital Trust V
How to Recover Losses on American Finance Trust, Inc. (AFIN)-Formerly American Realty Capital Trust V 150 150 Robert Rex, Esq.

April 2019 If you invested  in American Realty Capital Trust V, now American Finance Trust, Inc. (AFIN), in 2013 and paid $25 per share, you may be surprised to know…

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  • Robert Rex, Esq.

Charles  Stevens-D.H. Hill Securities Broker-Discloses Pending Customer Suits-St. Augustine, FL
Charles  Stevens-D.H. Hill Securities Broker-Discloses Pending Customer Suits-St. Augustine, FL 150 150 Robert Rex, Esq.

July 2018-St. Augustine, Florida The FINRA records of  Charles T. Stevens,  a  stock broker who is currently employed by D,H. Hill Securities ,  disclose 2 currently pending customer disputes and 5 outstanding IRS judgement/liens. The…

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