Thomas G. Gresham-Moloney Securities Broker-Subject Of Numerous Energy Sector Loss Suits- Leawood, KS

Thomas G. Gresham-Moloney Securities Broker-Subject Of Numerous Energy Sector Loss Suits- Leawood, KS 150 150 Robert Rex, Esq.

February 2019-Leawood, KS The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

read more

William Risinger of Round Rock Texas Sentenced to 160 Months on Ponzi Scheme

William Risinger of Round Rock Texas Sentenced to 160 Months on Ponzi Scheme 150 150 Robert Rex, Esq.

May 2016-Austin, Texas The US Attorney’s Office for the Western District of Texas reports that William Risinger of Round Rock, Texas, was sentenced to 160 months in federal prison in…

read more

How to Recover Losses on Energy Related Master Limited Partnerships

How to Recover Losses on Energy Related Master Limited Partnerships 150 150 Robert Rex, Esq.

May 2016 Investor Claims for Losses on Master Limited Partnerships- Energy Related Investments Rex Securities Law is investigating claims for investors who suffered significant losses as a result of investing…

read more

Keith Bradley-VSR Financial, Houston, Texas-Discloses Pending Customer Dispute

Keith Bradley-VSR Financial, Houston, Texas-Discloses Pending Customer Dispute 150 150 Robert Rex, Esq.

Houston , Texas UPDATE December 2016-Keith Bradley’s FINRA records disclose a pending customer initiated claim seeking damages of $100,000 for unsuitable investments and negligence related to Direct Investments, Limited Partnerships, equipment leasing, oil…

read more

Robert Hahn, Former Tyler Insurance Agent, Sentenced to 36 Months

Robert Hahn, Former Tyler Insurance Agent, Sentenced to 36 Months 150 150 Robert Rex, Esq.

April 2016-Tyler, Texas Robert Hahn, a 64 year old former Tyler insurance agent was sentenced to serve 36 months in federal prison for wire fraud and money laundering , according…

read more

Jay D. Jordan -Former WFG Investments Broker-Discloses $4M Customer Dispute-Oklahoma City, OK

Jay D. Jordan -Former WFG Investments Broker-Discloses $4M Customer Dispute-Oklahoma City, OK 150 150 Robert Rex, Esq.

April 2016- Oklahoma City, OK UPDATED February 2018-See this for current details. UPDATE MAY 2017–FINRA Records disclose that Jay D. Jordan currently has 9 pending and 4 prior customer disputes. The…

read more

Colleyville, Texas Resident Sentenced to 15 Years for Wind Farm Scam

Colleyville, Texas Resident Sentenced to 15 Years for Wind Farm Scam 150 150 Robert Rex, Esq.

March 15, 2016-Dallas, Texas The Department of Justice announced that Colleyville, Texas, resident David L. Spaulding, 62, has been sentenced to 15 years in federal prison and ordered to pay…

read more

Enver Alijaj-Investigation Update-Former Legend Securities Broker

Enver Alijaj-Investigation Update-Former Legend Securities Broker 150 150 Robert Rex, Esq.

April 13, 2016 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

read more

Losses On Servergy, Inc ? – Recovery Options for Investors

Losses On Servergy, Inc ? – Recovery Options for Investors 150 150 Robert Rex, Esq.

April 12, 2016-Fort Worth, Texas The Securities and Exchange Commission (SEC) filed fraud charges against McKinney, TX based Servergy, Inc. , William E. Mapp III, Caleb J. White and Texas attorney general…

read more

David Williams-WFG Investments Broker- Discloses Settlement of Servergy Suit-Dallas, TX

David Williams-WFG Investments Broker- Discloses Settlement of Servergy Suit-Dallas, TX 150 150 Robert Rex, Esq.

Dallas, Texas UPDATE JUNE 2017-David W. Williams discloses that FINRA Case 16-00346, see below, was settled for $250,000 in 12/2016. ORIGINAL POST-April 12, 2016 The FINRA records of David W. Williams,…

read more

You cannot copy content of this page