• Robert Rex, Esq.

Arizona Financial Planners-Sanctioned by Certified Financial Planning Board-September 2021 Update
Arizona Financial Planners-Sanctioned by Certified Financial Planning Board-September 2021 Update 150 150 Robert Rex, Esq.

UPDATED SEPTEMBER 2021 According to their website, the “Certified Financial Planner (CFP) Board is a non-profit organization acting in the public interest by fostering professional standards in personal financial planning through its setting and enforcement of…

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  • Robert Rex, Esq.

New Mexico Financial Planners-Sanctioned by Certified Financial Planning Board-September 2021 Update
New Mexico Financial Planners-Sanctioned by Certified Financial Planning Board-September 2021 Update 150 150 Robert Rex, Esq.

UPDATED SEPTEMBER 2021 According to their website, the “Certified Financial Planner (CFP) Board is a non-profit organization acting in the public interest by fostering professional standards in personal financial planning through its setting and enforcement of…

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  • Robert Rex, Esq.

David A Lavine-Former UBS Broker- Discloses Customer Dispute-Houston
David A Lavine-Former UBS Broker- Discloses Customer Dispute-Houston 150 150 Robert Rex, Esq.

August 2021  According to publicly available records David Alan Levine (CRD#4895654) ,  a  former stockbroker  who last worked for UBS Financial discloses 2 prior regulatory events, 2 prior customer disputes, a…

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  • Robert Rex, Esq.

Jason Dworak – UBS Broker-Discloses $1M Award to Customer Over UBS YES Program- Lincoln, NE
Jason Dworak – UBS Broker-Discloses $1M Award to Customer Over UBS YES Program- Lincoln, NE 150 150 Robert Rex, Esq.

August 2021 – Lincoln, NE  According to publicly available records of Jason M. Dworak  ,  a broker  employed with UBS Financial in Lincoln, NE,  discloses  a million dollar award to a…

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  • Robert Rex, Esq.

Matthew Lasko – UBS Broker-Subject of $500K Customer Suit- Dallas, TX
Matthew Lasko – UBS Broker-Subject of $500K Customer Suit- Dallas, TX 150 150 Robert Rex, Esq.

August 2021 – Dallas, TX  According to publicly available records of Matthew E. Lasko  ,  a broker  employed with UBS Financial in Dallas,  discloses  a pending customer dispute. The Financial…

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  • Robert Rex, Esq.

Losses on Lightstone Value Plus Real Estate Investment Trust III ? Investment Loss Recovery Lawyer
Losses on Lightstone Value Plus Real Estate Investment Trust III ? Investment Loss Recovery Lawyer 150 150 Robert Rex, Esq.

August 2021 Did you invest in Lightstone Value Plus REIT III ? Did you Suffer Losses? Lightstone Value Plus REIT III was sold to investors with the promise of a…

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  • Robert Rex, Esq.

How to Recover Your Investment Losses on Northstar Financial (Bermuda)
How to Recover Your Investment Losses on Northstar Financial (Bermuda) 150 150 Robert Rex, Esq.

Northstar Financial (Bermuda) Lawsuit Did you invest in any of the Northstar Financial products ?  Stock Loss Recovery Lawyer If you invested in any of the Northstar Financial products you…

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  • Robert Rex, Esq.

Recover Your Losses on Hospitality Investors Trust REIT
Recover Your Losses on Hospitality Investors Trust REIT 150 150 Robert Rex, Esq.

Hospitality Investors Trust Real Estate Investment Trust Lawsuit Did you invest in Hospitality Investors Trust REIT ?  Stock Loss Recovery Lawyer If you invested in Hospitality Investors Trust REIT you…

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  • Robert Rex, Esq.

Charles Kenahan-Former Merrill Lynch Broker-Discloses over $60M in Settlements of Customer Disputes- Boston, MA
Charles Kenahan-Former Merrill Lynch Broker-Discloses over $60M in Settlements of Customer Disputes- Boston, MA 150 150 Robert Rex, Esq.

August 2021- Boston, MA According to publicly available records, former Merrill Lynch, Pierce, Fenner & Smith  financial advisor Charles Kenahan,  discloses 2 regulatory events, 4 final customer disputes, one pending…

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  • Robert Rex, Esq.

John Grifonetti- Former Bardown Capital Broker- Permanently Barred from FINRA- Old Tappan, NJ
John Grifonetti- Former Bardown Capital Broker- Permanently Barred from FINRA- Old Tappan, NJ 150 150 Robert Rex, Esq.

July 2021- Old Tappan, NJ According to publicly available records John Grifonetti (CRD#3040205), a  former stockbroker who last worked for Bardown Capital,  discloses 9 final regulatory events. The Financial Industry…

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