• Robert Rex, Esq.

William Neil “Doc” Gallagher Charged with Operating Ponzi Scheme-Dallas, TX
William Neil “Doc” Gallagher Charged with Operating Ponzi Scheme-Dallas, TX 150 150 Robert Rex, Esq.

March 2019-Dallas, TX Neil ‘Doc” Gallagher, who calls himself the “Money Doctor” on Dallas area radio stations was was charged with operating a Ponzi Scheme by the Securities and Exchange…

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  • Robert Rex, Esq.

Dion Padilla Investigation-Former NEXT Financial Group Broker-Settles Several Customer Suits Involving Annuities-San Antonio, TX
Dion Padilla Investigation-Former NEXT Financial Group Broker-Settles Several Customer Suits Involving Annuities-San Antonio, TX 150 150 Robert Rex, Esq.

May 2019 -San Antonio, Texas According to publicly available records Dion Rey Padilla ,  a  stockbroker who formerly worked for NEXT Financial ,  disclose a prior regulatory suspension and five…

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  • Robert Rex, Esq.

Maria Hendershott-Raymond James Financial Advisor-Discloses Numerous Customer Suits-Houston, Texas
Maria Hendershott-Raymond James Financial Advisor-Discloses Numerous Customer Suits-Houston, Texas 150 150 Robert Rex, Esq.

October 2019- Houston, Texas According to publicly available records Maria E. Hendershott (CRD#818681) , a  stockbroker who is currently registered Raymond James & Associates,  disclose 1 pending and 4 final customer…

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  • Robert Rex, Esq.

Anselmo Contreras, Jr.-Former Cambridge Investment Financial Advisor-Barred From Securities Industry-Angleton, Texas
Anselmo Contreras, Jr.-Former Cambridge Investment Financial Advisor-Barred From Securities Industry-Angleton, Texas 150 150 Robert Rex, Esq.

May 2019 – Angleton, Texas According to publicly available records, former Cambridge Investment Research  financial advisor Anselmo Contreras, Jr.  discloses a recent regulatory event resulting in his bar from the…

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  • Robert Rex, Esq.

Cardinal Energy Group Investors May Have Been Misled & Have Claims for Recovery
Cardinal Energy Group Investors May Have Been Misled & Have Claims for Recovery 150 150 Robert Rex, Esq.

May 2019 – Dallas, Texas In March 2019, the Securities and Exchange Commission charged Texas based Cardinal Energy Group (CEGX) and former CEO Timothy W. Crawford with fraudulently concealing the…

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  • Robert Rex, Esq.

Scott Klor-Former LPL Financial Advisor-Discloses Regulatory Suspension and Discharge from Employment-Baton Rouge, LA
Scott Klor-Former LPL Financial Advisor-Discloses Regulatory Suspension and Discharge from Employment-Baton Rouge, LA 150 150 Robert Rex, Esq.

May 2019 – Baton Rouge, LA According to publicly available records, former LPL Financial financial advisor Scott P. Klor discloses a recent regulatory event and a termination from employment. The…

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  • Robert Rex, Esq.

Losses on UBS Yield Enhancement Strategy? (UBS YES)- How to Recover Damages
Losses on UBS Yield Enhancement Strategy? (UBS YES)- How to Recover Damages 150 150 Robert Rex, Esq.

February 2020 Investors who have suffered losses as a result of investing in the UBS Yield Enhancement Strategy program (UBS YES Trading Program) may be able to recover damages through…

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  • Robert Rex, Esq.

Stacey Sanders Sentenced to Federal Prison on Bank Fraud Charge-Fredericksburg, TX
Stacey Sanders Sentenced to Federal Prison on Bank Fraud Charge-Fredericksburg, TX 150 150 Robert Rex, Esq.

February 2019-Fredericksburg, TX A federal judge in San Antonio has sentenced 52-year-old Stacey A. Sanders of Fredericksburg, TX,  to 27 months imprisonment.  The former office manager of Memorial Presbyterian Church,…

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  • Robert Rex, Esq.

Kelley Ranae Jones Sentenced to 3 Years for Embezzlement From Arrowhead Bank-Llano, Texas
Kelley Ranae Jones Sentenced to 3 Years for Embezzlement From Arrowhead Bank-Llano, Texas 150 150 Robert Rex, Esq.

April 2019- Llano, Texas The US Attorney’s Office for the Western District of Texas announced that 45 year old Kelley Ranae Jones was sentenced to three years in federal prison…

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  • Robert Rex, Esq.

Stephen Hoshimi -Former Crescent Securities Group Broker- Discloses $23M+ in Settled Customer Disputes- Dallas, TX
Stephen Hoshimi -Former Crescent Securities Group Broker- Discloses $23M+ in Settled Customer Disputes- Dallas, TX 150 150 Robert Rex, Esq.

April 2019- Dallas, TX According to public records of Stephen J. Hoshimi  (CRD#1977772)  a  stockbroker previously employed by Crescent Securities Group, Capwest Securities and Securities America, disclose 4 regulatory events,…

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