• Robert Rex, Esq.

Omar Richardson-Charles Schwab Broker-Discloses Pending Customer Suit-Austin, TX
Omar Richardson-Charles Schwab Broker-Discloses Pending Customer Suit-Austin, TX 150 150 Robert Rex, Esq.

January 2019 – Austin, TX According to publicly available records  Omar Charles Richardson , a stockbroker who is currently registered with  Charles Schwab & Co., Inc., discloses  a pending customer dispute The…

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  • Robert Rex, Esq.

Doug Maurer-Ascendant Alternative Strategies Broker-Discloses $5.975 Million Settlement-Laguna Niguel, CA 
Doug Maurer-Ascendant Alternative Strategies Broker-Discloses $5.975 Million Settlement-Laguna Niguel, CA  150 150 Robert Rex, Esq.

November 2020, Laguna Niguel, CA According to publicly available records  Aaron Douglas (Doug) Maurer , a stockbroker previoiusly registered with Ascendant Alternative Strategies & RP Capital , discloses a prior customer…

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  • Robert Rex, Esq.

Philip Rosensweig-Former Laidlaw & Co. Broker-Discloses Numerous Customer Suits-Boca Raton, FL
Philip Rosensweig-Former Laidlaw & Co. Broker-Discloses Numerous Customer Suits-Boca Raton, FL 150 150 Robert Rex, Esq.

January 2019- Boca Raton, FL According to publicly available records  Philip E. Rosensweig , a stockbroker who formerly was registered with Laidlaw & Co. and who is currently employed by Westpark…

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  • Robert Rex, Esq.

Travis Hughes of Hughes Financial Group-Discloses Numerous Customer Suits-El Paso, TX
Travis Hughes of Hughes Financial Group-Discloses Numerous Customer Suits-El Paso, TX 150 150 Robert Rex, Esq.

  Link to March 2024 UPDATE January 2019-El Paso, Texas According to publicly available records   Travis Jerome Hughes , a  stockbroker who is currently registered with Cetera Advisors  disclose a currently pending customer…

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  • Robert Rex, Esq.

Kestra To Be Put Up For Sale-Austin, Texas
Kestra To Be Put Up For Sale-Austin, Texas 150 150 Robert Rex, Esq.

December 2018- Austin, Texas The Investment News reports that broker dealer Kestra is being put up for sale. Goldman Sachs has been hired as its investment banker to head up…

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  • Robert Rex, Esq.

Jennifer Ling-Former Axiom Capital Management Broker-Subject of Customer Suits Over Aequitas Note Investments-Austin, TX
Jennifer Ling-Former Axiom Capital Management Broker-Subject of Customer Suits Over Aequitas Note Investments-Austin, TX 150 150 Robert Rex, Esq.

March 2019-Austin, TX  According to publicly available records    Jennifer Ling , a  stockbroker who is not currently registered and who was last registered with Axiom Capital Management, and before that Fidelity…

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  • Robert Rex, Esq.

All American Oil & Gas Inc. Losses? How to Recover Damages
All American Oil & Gas Inc. Losses? How to Recover Damages 150 150 Robert Rex, Esq.

November 2018, San Antonio, TX All American Oil & Gas Inc. and its subsidiaries, Kern River Holdings Inc., and Western Power & Steam Inc.  filed for Chapter 11 Bankruptcy on…

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  • Robert Rex, Esq.

Celia Mae Scott-LPL Financial Broker- Discloses Settlement of Customer Dispute-Beaumont, TX
Celia Mae Scott-LPL Financial Broker- Discloses Settlement of Customer Dispute-Beaumont, TX 150 150 Robert Rex, Esq.

November 2018-Beaumont, TX According to publicly available records Celia Mae Scott , (CRD# 2870484) ,  a  stockbroker who was previously registered with AXA Advisors,  disclose the settlement of a customer dispute .  The…

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  • Robert Rex, Esq.

Cecil Allen Ross- LPL Financial Broker- Discloses Customer Dispute- San Angelo, TX
Cecil Allen Ross- LPL Financial Broker- Discloses Customer Dispute- San Angelo, TX 150 150 Robert Rex, Esq.

November 2018-San Angelo, TX According to publicly available records Cecil Allen Ross , (CRD# 2391047) ,  a  stockbroker who was previously registered with Raymond James Financial Services, Inc.,  disclose a prior customer dispute .  The…

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  • Robert Rex, Esq.

Jared Rice, Sr. Indicted on Cryptocurrency Fraud-Fort Worth, Texas
Jared Rice, Sr. Indicted on Cryptocurrency Fraud-Fort Worth, Texas 150 150 Robert Rex, Esq.

November 2018-Fort Worth, Texas The U.S. Attorney’s Office for the Northern District of Texas announced the arrest of Jared Rice, Sr. who is charged with defrauding hundreds of investors out…

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