• Robert Rex, Esq.

Dexter L. Thomas Litigation Update-June 2019-Dallas, TX
Dexter L. Thomas Litigation Update-June 2019-Dallas, TX 150 150 Robert Rex, Esq.

June 2019  UPDATE–Dallas, TX We are currently pursuing FINRA arbitration claims on behalf of more than 20 individuals who were were customers of Dexter Thomas Financial Services. These individuals are…

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  • Robert Rex, Esq.

How to Recover Losses on American Finance Trust, Inc. (AFIN)-Formerly American Realty Capital Trust V
How to Recover Losses on American Finance Trust, Inc. (AFIN)-Formerly American Realty Capital Trust V 150 150 Robert Rex, Esq.

April 2019 If you invested  in American Realty Capital Trust V, now American Finance Trust, Inc. (AFIN), in 2013 and paid $25 per share, you may be surprised to know…

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  • Robert Rex, Esq.

Charles  Stevens-D.H. Hill Securities Broker-Discloses Pending Customer Suits-St. Augustine, FL
Charles  Stevens-D.H. Hill Securities Broker-Discloses Pending Customer Suits-St. Augustine, FL 150 150 Robert Rex, Esq.

July 2018-St. Augustine, Florida The FINRA records of  Charles T. Stevens,  a  stock broker who is currently employed by D,H. Hill Securities ,  disclose 2 currently pending customer disputes and 5 outstanding IRS judgement/liens. The…

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  • Robert Rex, Esq.

Clarence McGill-Former GWN Securities Broker-Barred From Securities Industry by Regulator-Frisco, TX
Clarence McGill-Former GWN Securities Broker-Barred From Securities Industry by Regulator-Frisco, TX 150 150 Robert Rex, Esq.

July 2018- Frisco, Texas The FINRA records of  Clarence L. McGill ,  a former stock broker who was most recently  employed by GWN Securities ,  disclose that he was recently barred from the securities industry. The Financial Industry…

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  • Robert Rex, Esq.

Larry Joe Templin Discharged by Centaurus Financial Over Bank Fraud Allegations-Temple, TX
Larry Joe Templin Discharged by Centaurus Financial Over Bank Fraud Allegations-Temple, TX 150 150 Robert Rex, Esq.

January 2019- Temple, Texas The FINRA records of  Larry Joe Templin ,  a  stock broker who was most recently  employed by Centaurus Financial ,  disclose that he was recently discharged from employment and permanently barred from the…

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  • Robert Rex, Esq.

James E. Lyons-Former Raymond James Broker-Subject of $5M Customer Suit-Shreveport, LA
James E. Lyons-Former Raymond James Broker-Subject of $5M Customer Suit-Shreveport, LA 150 150 Robert Rex, Esq.

July 2018-Shreveport, LA The FINRA records of former Raymond James broker James Edward Lyons disclose that he was recently barred from the securities industry and 1 pending and 5 prior customer disputes…

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  • Robert Rex, Esq.

Rhodes Securities Brokers Disclose Customer Suits-Ft. Worth, Texas
Rhodes Securities Brokers Disclose Customer Suits-Ft. Worth, Texas 150 150 Robert Rex, Esq.

June 2018-Ft. Worth, Texas According to FINRA records, three  brokers at Ft. Worth based Rhodes Securities : Jim Gordon Rhodes, J Gordon Rhodes, and Marilyn R. Zehntner  disclose the recent settlement…

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  • Robert Rex, Esq.

Michael Christians-Former Morgan Stanley Broker-Discloses Regulatory Investigation-Plano, TX
Michael Christians-Former Morgan Stanley Broker-Discloses Regulatory Investigation-Plano, TX 150 150 Robert Rex, Esq.

June 2018- Plano, TX The FINRA records of Michael S. Christians  , a stock broker who is not currently registered and who was last employed by Morgan Stanley , disclose a currently pending regulatory event,…

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  • Robert Rex, Esq.

Michael T. Marcom – NEXT Financial Group Broker-Discloses Settled Disputes – Georgetown, TX
Michael T. Marcom – NEXT Financial Group Broker-Discloses Settled Disputes – Georgetown, TX 150 150 Robert Rex, Esq.

May 2018 – Georgetown, TX According to FINRA records, Michael T. Marcom ,  a stockbroker who is currently employed by NEXT Financial Group ., disclose 4 prior customer disputes. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Thomas Eades-RBC Capital Broker-Has Pending Customer Dispute-Dallas, TX
Thomas Eades-RBC Capital Broker-Has Pending Customer Dispute-Dallas, TX 150 150 Robert Rex, Esq.

JANUARY 2019-Dallas, Texas The FINRA records of  Thomas H. Eades ,  a  stockbroker who works for RBC Capital Markets disclose a pending customer disputes seeking damages for the mismanagement of their accounts. The…

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