• Robert Rex, Esq.

MidAmerica Financial Services (MFS) Sanctioned by Securities Regulators- Joplin, Missouri
MidAmerica Financial Services (MFS) Sanctioned by Securities Regulators- Joplin, Missouri 150 150 Robert Rex, Esq.

  On February 5, 2016, MidAmerica Financial Services entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from 2010-2014, MidAmerica…

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  • Robert Rex, Esq.

Ameriprise Broker Sanctioned for Sale of BioChemics Scientific Stock-Plano, Texas
Ameriprise Broker Sanctioned for Sale of BioChemics Scientific Stock-Plano, Texas 150 150 Robert Rex, Esq.

February 9, 2016- Plano, Texas William Wesley Marshall entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that  he participated in private securities…

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  • Robert Rex, Esq.

Rex Securities Law Investigates Kovack Securities Broker Stanley Keyes-Crowley, LA
Rex Securities Law Investigates Kovack Securities Broker Stanley Keyes-Crowley, LA 150 150 Robert Rex, Esq.

February 12, 2016- Crowley, LA Rex Securities Law is investigating Kovack Securities broker Stanley J. Keyes  of Keyes Financial Services in connection with customer complaints and a FINRA regulatory matter in 2011. According to FINRA records …

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  • Robert Rex, Esq.

Baylor Grad Pleads Guilty in Fraudulent Oil & Gas Overriding Royalty Scheme
Baylor Grad Pleads Guilty in Fraudulent Oil & Gas Overriding Royalty Scheme 150 150 Robert Rex, Esq.

February 2, 2016- Sherman, Texas News 12 KXII reports that Justin Spearman, a 27 year old graduate of Baylor University pleaded guilty before U.S. Magistrate Judge Christine A. Nowak  to…

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  • Robert Rex, Esq.

How to Recover Losses on Oil & Gas MLPs (Master Limited Partnerships)
How to Recover Losses on Oil & Gas MLPs (Master Limited Partnerships) 150 150 Robert Rex, Esq.

February 11, 2016 If you have significant losses on energy sector Master Limited Partnerships (MLPs) you may be able to recover damages if the broker improperly recommended the investment to…

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  • Robert Rex, Esq.

How to Recover Losses on Oil & Gas / Energy Investments
How to Recover Losses on Oil & Gas / Energy Investments 150 150 Robert Rex, Esq.

February 11, 2016 In less than 24 months, the price of oil per barrel has fallen from $100 in June 2014 to a thirteen year low of $27. Natural gas…

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  • Robert Rex, Esq.

Wayne Kirk/Reef Securities Investigation–Update
Wayne Kirk/Reef Securities Investigation–Update 150 150 Robert Rex, Esq.

February 11, 2016- Richardson, Texas  Rex Securities Law is investigating Harris Wayne Kirk ,  a stock broker currently registered with  Reef Securities, Inc. Kirk’s FINRA record indicates that he has been named in 3 customer disputes.…

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  • Robert Rex, Esq.

Texas Securities Commissioner Enters Cease & Desist vs. SoBell and Andrew Gamber
Texas Securities Commissioner Enters Cease & Desist vs. SoBell and Andrew Gamber 150 150 Robert Rex, Esq.

February 1, 2016- Austin, Texas Texas Securities Commissioner John Morgan ordered Mississippi based SoBell Corp. and its owner, Andrew Gamber of Jonesboro, Arkansas, to stop selling an investment called “Pension…

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  • Robert Rex, Esq.

Rex Securities Law Investigates VSR Financial Broker Mikiel Featherston- Austin, Texas
Rex Securities Law Investigates VSR Financial Broker Mikiel Featherston- Austin, Texas 150 150 Robert Rex, Esq.

Austin, Texas Rex Securities Law is investigating VSR Financial Services broker Mikiel R. Featherston of The Featherston Group in connection with the sale of various direct investments including real estate securities  and limited partnership…

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  • Robert Rex, Esq.

Rex Securities Law Investigates Former VSR Financial Broker Charles Chapman-Richardson, Texas
Rex Securities Law Investigates Former VSR Financial Broker Charles Chapman-Richardson, Texas 150 150 Robert Rex, Esq.

Richardson, Texas Rex Securities Law is investigating former VSR Financial Services broker Charles E. Chapman   in connection with the sale of various direct investments including real estate securitie, equipment leasing investments, promissory notes and…

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