ubs Archives

Robert Rex, Esq.
August 30, 2018

Daniel Gamache- Former UBS Broker- Discloses 2 Customer Disputes- Denver, CO

Daniel Gamache- Former UBS Broker- Discloses 2 Customer Disputes- Denver, CO https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g August 30, 2018 August 30, 2018

August 2018- Denver, CO The FINRA records of Daniel Gamache, a stockbroker who is not currently employed and who last worked for UBS Financial Services in Denver, CO, discloses two pending…

Robert Rex, Esq.
October 19, 2017

William J. Paynter, Jr.-Wells Fargo Broker Discloses Multiple Customer Complaints-Scottsdale, AZ

William J. Paynter, Jr.-Wells Fargo Broker Discloses Multiple Customer Complaints-Scottsdale, AZ https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g October 19, 2017 October 19, 2017

December 2018-Scottsdale, AZ William J. (“Bill John”) Paynter, Jr., (CRD#2835535) , a stockbroker who is currently employed by Wells Fargo is the subject of a currently pending customer dispute. He discloses the settlement…