SEE THIS FOR JANUARY 2020 UPDATE APRIL 2018 UPDATE–Walt Parker suspended in connection with sale of alternative investments, assessed $7,500 fine by FINRA. Read more here. March 2018-Rowlett, Texas The…
read moreJanuary 2020-Rowlett, Texas The FINRA records of  Walter (Walt) Parker ,  a currently unregistered broker who was last employed by  Titan Securities disclose a recent regulatory matter, 2 pending customer disputes and 11 prior…
read moreApril 2017-Arlington, MA The FINRA records of  John G. Lewis III ,  a  stockbroker who is currently employed by  Summit Brokerage Services  disclose a pending customer dispute over investments in United Development Funding. The Financial…
read moreSEE THIS FOR JANUARY 2020 UPDATE Rowlett, Texas APRIL 2018 UPDATE–Walt Parker suspended in connection with sale of alternative investments, assessed $7,500 fine by FINRA. Read more here. UPDATE JULY…
read more