April 2017-Williamsburg, VA The FINRA records of Terrell Calvin Lady , a stockbroker who is currently employed by DFPG Investments disclose a prior final customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency…
read moreApril 2017-Clear Lake, IA The FINRA records of Thomas W. Bodensteiner , a stockbroker who was formerly employed by VSR Financial Services disclose a pending customer dispute over an investment in United Development…
read moreSeptember 2016-Chesterfield, MO The FINRA records of Robert B. Hardcastle, a stockbroker who was formerly employed by VSR Financial Services disclose 11 prior customer disputes that are final. The Financial Industry Regulatory Authority (FINRA) is the agency that…
read moreCampbell, CA According to FINRA records, Barry W. Lemay , a stockbroker who formerly worked for VSR Financial Services discloses 9 final customer disputes and one pending customer dispute. The Financial Industry Regulatory Authority…
read moreWilliamsburg, VA Rex Securities Law is investigating VSR Financial Services broker Terrell C. Lady of Providence Wealth Advisors in connection with the sale of real estate securities, promissory notes, equipment leasing investments, limited partnerships…
read moreSeattle, Washington Rex Securities Law is investigating VSR Financial Services broker Robert M. Hinz, Jr. of Wealth Enhancement Strategies in connection with the sale of annuities, real estate securities, options, limited partnerships and direct investments…
read moreAustin, Texas Rex Securities Law is investigating VSR Financial Services broker Mikiel R. Featherston of The Featherston Group in connection with the sale of various direct investments including real estate securities and limited partnership…
read moreAustin, Texas UPDATE DECEMBER 2017-Lisa Allen is currently registered with Calton & Associates. See this for more information regarding VSR Financial Services. Rex Securities Law is investigating VSR Financial Services broker Lisa…
read moreSaint Louis Park, MN UPDATE FEBRUARY 2017– IN July 2016 a customer of Nevin’s former employer VSR Financial filed FINRA case 16-1993 alleging fraud and unsuitability in connection with an investment…
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