Updated January 2019- Fort Wayne, Indiana The FINRA records of  Alan Harold New ,  a former stock broker who is not currently registered and who was last employed by NYLife Securities ,  disclose a pending civil matter…
read moreMay 2018- Kilgore, TX The FINRA records of  Jerry D. Raines,  a previously registered stock broker who was last employed by HD Vest Investment Services and Signal Securities,  disclose eleven pending customer disputes involving the allegedly…
read moreMay 2018- Kilgore, TX The FINRA records of  Donna L. Barnard ,  a stock broker formerly employed by HD Vest Investment Services and Signal Securities,  disclose 10 pending customer disputes involving the allegedly fraudulent Woodbridge Mortgage Investment…
read moreDecember 2017-Boca Raton, FL According to a complaint filed in MIami, FL, by the Securities and Exchange Commission (SEC), Robert H. Shapiro and a group of unregistered investment companies called…
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