Last Updated: December 2023 (Austin, Texas)
Tico Martinez Investigation Summary
Here’s what you need to know about Austin, Texas, stockbroker Tico Martinez:
- Name: Mr. Alvaro Martinez
- Current Employer: Not currently registered with FINRA
- Previous Firms: OneAmerica Securities, Park Avenue Securities, New England Securities
- Function: Stock Broker/ Financial Advisor
- Aliases: Tico Martinez, Alvaro Tico Martinez
- Primary Location: Austin, Texas
- CRD 4286086
- Can Tico Martinez be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $27,500
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Tico Martinez As Your Stockbroker?
Two customers of OneAmerica Securities have settled cases that alleged dTico Martinez recommended unsuitable investments in oil and gas limited partnerships. One customer was paid $27,500 and the other $20,000.
Allegations of Broker Misconduct Against Tico Martinez
Customers of Tico Martinez have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in oil and gas partnerships
- Misrepresentations and omissions
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Tico Martinez, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
