Last Updated: October 2025 — Chicago, IL
Here’s what you need to know about Chicago, IL stockbroker Timothy Darragh:
- Name: Timothy Darragh
- Current Employer: Stifel, Nicolaus & Company, Incorporated — One North Wacker, Suite 3400, Chicago, IL 60606 (registered since 02/25/2016).
- Prior Firms: Credit Suisse Securities (USA) LLC (2003–2016); Donaldson, Lufkin & Jenrette Securities Corporation (2001–2003); Chase Securities Inc. (2000–2001); Hambrecht & Quist LLC (1996–2000); Alex. Brown & Sons Incorporated (1992–1996); PaineWebber Incorporated (1989–1992); Investors Center, Inc. (1988–1989).
- CRD number: 1897635.
- Stockbroker / Financial Advisor. Yes — General Securities Representative; registered with multiple SROs and in numerous U.S. states/territories.
- Can Broker be Sued in FINRA: Yes
- Two Current Customer Disputes Seek Total Damages of more than $100,000
If you’ve sustained damages from Mr. Darragh, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Timothy Darragh As Your Stockbroker?
- Pending FINRA Arbitration (Case No. 25-01598) — Filed August 2025, the claimants allege breach of contract and warranties, promissory estoppel, violations of state securities statutes, violation of Regulation Best Interest (Reg BI), breach of fiduciary duty, and negligence related to mutual fund recommendations. Damages sought: $100,000.
- Pending Civil Litigation (Cook County, Illinois) — Circuit Court of Cook County, Docket No. 2025-CH-03834; allegations include breach of fiduciary duty, negligence, unjust enrichment, violations of the Illinois Consumer Fraud and Deceptive Business Practices Act, and trust accounting involving alternative investments. No specific damage amount alleged at this point in the proceeding.
More on REITs and Other Alternative Investments
Allegations of Broker Misconduct Against Timothy Darragh
- Unsuitability / Best-Interest Violations — Customers allege recommendations inconsistent with their needs and risk tolerance; for retail customers, this implicates FINRA Rule 2111 (Suitability) and SEC Regulation Best Interest (Exchange Act Rule 15l-1).
- Breach of Fiduciary Duty & Negligence
- Breach of Contract / Promissory Estoppel — Alleged violations of contractual duties and promises tied to the account relationship.
- Misrepresentation / State Securities Law Violations
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other Stifel Nicolaus brokers
If you have suffered investment losses in an account handled by Timothy Darragh, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Nationwide Representation
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.