Last Updated: October 2023 (Austin, Texas)
Timothy Myers Investigation Summary
Here’s what you need to know about Austin, TX, stockbroker Timothy Myers:
- Name: Mr. Timothy Vaughn Myers
- Current Employer: USCA Securities, U.S. Capital Wealth Advisors (RIA)
- Previous Firms: Wells Fargo Advisors
- Function: Stock Broker/ Financial Advisor/ Registered Investment Advisor
- Aliases: Timothy Myers
- Primary Location: Austin, TX
- CRD 1874522
- Can Timothy Myers be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement : $30,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Timothy Myers As Your Stockbroker?
A customer of USCA Securities was paid $30,000 in 6/2023 to settle a FINRA arbitration alleging that Timothy Myers breached his fiduciary duty in connection with an investment in an oil and gas partnership in 2014.
Allegations of Broker Misconduct Against Timothy Myers
A customer of Timothy Myers alleged the following wrongdoing in connection with the handling of customer accounts:
- Breach of fiduciary duty regarding recommendation to invest in an oil and gas partnership.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Timothy Myers, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
