Last Updated: September 2023 (Parkland, FL)
Todd Sanders Investigation Summary
Here’s what you need to know about Parkland, FL , stockbroker Todd Sanders:
- Name: Mr. Todd Sanders
- Current Employer: Not currently registered
- Previous Firms: PHX Financial, Empire Asset Management Co., National Securities Corp.
- Function: Former Stock Broker/ Financial Advisor
- Aliases: None
- Primary Location: Parkland, FLA
- CRD 2819247
- Can Todd Sanders be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: Yes
- Highest Settlement: $125,000
- Pending Customer Dispute: Yes-Customer seeks $4.8 million
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Todd Sanders As Your Stockbroker?
In 4/2021 a customer of Empire Asset Management filed a FINRA arbitration alleging that Todd Sanders churned their account, committed fraud, made unauthorized trades and charged excessive commissions. This matter is currently pending.
Allegations of Broker Misconduct Against Todd Sanders
Customers of Todd Sanders have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation
- Fraud
- Churning
- Unauthorized trading
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Todd Sanders, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
