Last Updated: March 2026 — Houston, TX
Here’s what you need to know about Houston, TX stockbroker Anthony John Robert Pucci:
- Name: Anthony John Robert Pucci
- Current Employer: Craft Capital Management LLC, 2400 Augusta Drive, Houston, TX 77057.
- Prior Firms:
- Aegis Capital Corp. (New York, NY) — 04/2016 to 08/2018
- First Standard Financial Company LLC (Staten Island, NY) — 03/2016 to 04/2016
- Laidlaw & Company (UK) Ltd. (New York, NY) — 10/2015 to 03/2016
- Other Business Affiliations:
- Chai Lifeline — Fundraiser (charitable organization, New York, NY)
- Bellaire Jewish Center — Volunteer board member
- Pucci Holdings LLC — Business consulting for private companies
- CRD Number: 6120523
- Stockbroker / Financial Advisor: Yes
- Can Broker be Sued in FINRA: Yes
- Highest Award or Settlement: $18,755
- Current Customer Dispute Seeks Total Damages of: Not yet specified
If you’ve sustained damages from Mr. Pucci, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Anthony John Robert Pucci As Your Stockbroker?
In August 2019, a customer dispute was filed alleging unsuitable investments, breach of fiduciary duty, negligence, and breach of contract in connection with equity investments while Pucci was associated with Aegis Capital Corp. The dispute was settled in 2019 for $13,500.
Another arbitration was filed in January 2020 with FINRA (Case No. 20-00036) alleging unsuitability, breach of contract, and breach of fiduciary duty. The claim was settled February 4, 2022 for $18,755.
In September 2025, FINRA arbitration (Case No. 25-01901) was filed alleging breach of fiduciary duty, unsuitable investments, material misrepresentations and omissions, breach of FINRA rules, and breach of contract related to a private placement investment. The damages amount is not yet specified.
Allegations of Broker Misconduct Against Anthony John Robert Pucci
- Unsuitability — recommending investments inconsistent with a client’s risk tolerance or investment objectives may violate FINRA Rule 2111 (Suitability).
- Breach of Fiduciary Duty — brokers must act in the best interests of their customers when recommending securities transactions, a standard reinforced by SEC Regulation Best Interest (Reg BI, Exchange Act Rule 15l-1).
- Misrepresentation — making misleading statements or omitting material information regarding investments can violate FINRA Rule 2020 and FINRA Rule 2010, which require fair and honest conduct.
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of Other Craft Capital Management Brokers
If you have suffered investment losses in an account handled by Anthony John Robert Pucci, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.