Last Updated: November 2023 (Carlsbad, CA)
Trevor Lattin Investigation Summary
Here’s what you need to know about Carlsbad, CA, stockbroker Trevor Lattin:
- Name: Mr. Trevor Kamp Lattin
- Current Employer: Lion Street Financial, Lion Street Advisors (RIA)
- DBA: Executive Benefit Solutions
- Previous Firms: J. Alden Associates, Innovation Capital, Private Asset Group, Sigma Financial
- Function: Stock Broker/ Financial Advisor/Registered Investment Advisors
- Aliases: Trevor Lattin
- Primary Location: Carlsbad, CA
- CRD 4832781
- Can Trevor Lattin be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $375,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Trevor Lattin As Your Stockbroker?
In 2016 a customer of Sigma Financial Corp. was paid $375,000 to resolve allegations that Trevor Lattin failed to perform adequate due diligence on a tenant in common (TIC) investment. Addtionally the customer alleged that Sigma failed to adequately supervise Lattin.
In 2015 another TIC claim was resolved for $45,000.
Allegations of Broker Misconduct Against Trevor Lattin
Customers of Trevor Lattin have alleged the following wrongdoing in connection with the handling of customer accounts:
- Failure to Supervise Broker
- Firm failed to perform adequate Due Diligence on tenant in common investment
- Misrepresentation
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Trevor Lattin, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
