Last Updated: July 2025 – New York, NY
Here’s what you need to know about New York, NY stockbroker Vincenzo Enrico Trimaldi:
- Name: Vincenzo Enrico Trimaldi
- CRD Number: 6547276
- Current Employer: Vienna Capital Partners LLC
- Prior Employers: SW Financial; Worden Capital Management LLC; Legend Securities, Inc.
- Function: Stockbroker / Financial Advisor
- Primary Location: New York, NY
- Can Vincenzo Trimaldi be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Highest Award or Settlement: $140,000
If you’ve sustained damages from Mr. Trimaldi, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Vincenzo Enrico Trimaldi As Your Stockbroker?
Vincenzo Trimaldi has three customer disputes on his record.
In a FINRA arbitration filed in November 2022 (Case No. 22-02586), a customer alleged unsuitability, excessive commissions, unauthorized trading, and negligence while Mr. Trimaldi was with SW Financial. The claim settled for $140,000.
FINRA arbitration (Case No. 22-02457) involved alleged unsuitability, churning, failure to supervise, and negligence during Trimaldi’s time with SW Financial and Worden Capital. The claim settled for $10,000.
Case No. 22-00347 involved allegations of churning, excessive commissions, unauthorized trading, unsuitability, negligence, breach of contract, and fraud while at Worden Capital Management LLC. The matter settled for $14,999.
Allegations of Broker Misconduct Against Vincenzo Enrico Trimaldi
- Unsuitable recommendations
- Excessive trading (churning)
- Unauthorized trading
- Negligence and failure to supervise, implicating
- Breach of contract and fraud
If you believe you were the victim of unauthorized trading or excessive commissions that generated fees at your expense, you may have the right to pursue recovery through FINRA arbitration.
Other Cases Involving Unauthorized Trading
What is Excessive Trading (Churning)?
Churning According to U.S. Securities and Exchange Commission (SEC)
Other Investigations Involving Churning
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Vincenzo Enrico Trimaldi, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.