Last Updated: October 2023 (Ansonia, OH)
Wesley Wilt Investigation Summary
Here’s what you need to know about Ansonia, Ohio, stockbroker Wesley Wilt:
- Name: Mr. Wesley Scott Wilt
- Current Employer: Calton & Associates (RIA and broker)
- DBA: Canal Street Financial Advisors
- Previous Firms: Securities America, Arbor Point Advisors (RIA)
- Function: Stock Broker/ Financial Advisor/Registered Investment Advisors
- Aliases: Wesley Wilt
- Primary Location: Ansonia, OH
- CRD 1346826
- Can Wesley Wilt be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $100,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Wesley Wilt As Your Stockbroker?
A customer of Daltron Strategic Investment Services and Securities America was paid $100,000 in 2019 to resolve allegations that Wesley Wilt made unsuitable recommendations and failed to supervise Michael Bastardi, a broker he was charged with overseeing. Bastardi was permanently barred from the industry by FINRA in 2019.
Allegations of Broker Misconduct Against Wesley Wilt
Customers of Wesley Wilt have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations
- Failed to supervise registered representatives
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Wesley Wilt, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
