Last Updated: November 2023 (Carrollton, Texas)
William Hayden Investigation Summary
Here’s what you need to know about Carrollton, TX, stockbroker William Hayden:
- Name: Mr. William Dallas Hayden
- Current Employer: Not currently registered with FINRA
- Previous Firms: Texas Securities, Nobles & Richards
- Function: Stock Broker/ Financial Advisor
- Aliases: William Hayden
- Primary Location: Carrollton, Texas
- CRD 2303449
- Can William Hayden be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $265,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With William Hayden As Your Stockbroker?
A customer of Texas Securities complained that William Hayden recommended an investment in oil and gas that was not in her best interest and that manipulative methods were used as an inducement. Damages of $265,000 are sought in this currently pending matter.
Allegations of Broker Misconduct Against William Hayden
A customer of William Hayden has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation in violation of Best Interest Rule
- Manipulative methods used as an inducement
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by William Hayden, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
