Last Updated: July 2025 – Paramus, NJ
Here’s what you need to know about Paramus, NJ, stockbroker Yee Mei Chan:
- Name: Yee Mei Chan
- CRD Number: 5581814
- Alias: Betsy Chan
- Current Employer: Not currently registered with any FINRA-member firm
- Prior Employers: TD Ameritrade, Inc.; Charles Schwab & Co., Inc.; Scottrade, Inc.
- Function: Stockbroker / Financial Advisor
- Can Yee Mei Chan be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Pending Customer Dispute Seeks Damages of: $320,000
If you’ve sustained damages from Ms. Chan, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Betsy Chan As Your Stockbroker?
Yee Mei (Betsy) Chan is the subject of a pending customer dispute alleging improper solicitation and unauthorized trading activity. The customer alleges that in May 2023, while associated with TD Ameritrade, Inc., Ms. Chan improperly solicited the client to resume activity in the TD Ameritrade account trading options. The alleged damages are $320,000.
Allegations of Broker Misconduct Against Yee Mei Chan
The pending allegation against Yee Mei Chan involves:
Unsuitable recommendation to trade options
What is Option Trading? According to the U.S. Securities and Exchange Commission (SEC) “Options are contracts giving the purchaser the right to buy or sell a security, such as stocks, at a fixed price within a specific period of time.”
This right to purchase or right to sell at a set price for a set period of time allows investors to potentially profit not only from the rise in price, but also the decline. “Call” options grant the investor the right to buy a security at a set price for a set period of time. “Put” options give the investor the right to sell a security a set price for a set period of time.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Yee Mei (Betsy) Chan, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.