Last Updated: January 2025 (Red Bank, NJ)
Shawn Weadock Investigation Summary
Here’s what you need to know about Red Bank, NJ, stockbroker Shawn Weadock:
- Name: Shawn Michael Weadock
- Current Employer: Alexander Capital, L.P.
- CRD Number: 2602704
- Function: Stockbroker / Financial Advisor
- Primary Location: Red Bank, NJ
- Aliases: Shawn Weadock
- Can Shawn Weadock be sued in FINRA arbitration? Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of: $1,694,000
If you’ve sustained damages from Mr. Weadock, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Shawn Weadock As Your Stockbroker?
A customer of Alexander Capital, L.P. has filed a pending FINRA arbitration complaint (Case #24-02230), alleging damages of $1,694,000 The allegations, filed on October 17, 2024, include:
- Breach of fiduciary duty
- Fraudulent inducement
- Negligence
- Breach of contract
- Violations of FINRA Rule 2010 regarding standards of commercial honor
The case involves investments in private equity, and the claimants allege that the broker’s actions resulted in significant financial harm.
FINRA Rule 2010-states that a member: “in the conduct of its business, shall observe high standards of commercial honor and just and equitable principles of trade.”
Allegations of Broker Misconduct Against Shawn Weadock
A customer of Shawn Weadock has alleged the following misconduct in connection with their accounts:
- Breach of Fiduciary Duty and Fraudulent Inducement:
In the pending arbitration, claimants allege that Mr. Weadock failed to act in their best interests by engaging in actions that were deceptive and negligent, causing substantial financial losses. - Violation of FINRA Rule 2010:
FINRA Rule 2010 requires brokers to uphold high standards of commercial honor and just and equitable principles of trade. The claimants allege Mr. Weadock’s actions fell short of these standards.
Recover Your Investment Losses Now With Rex Securities Law
Investigations of other Alexander Capital brokers
If you have suffered investment losses in an account handled by Shawn Michael Weadock, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.