Alexander Capital

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Robert Omohundro a broker with Alexander Capital
Rex Securities Law Investment Fraud Attorney Investigates Robert Omohundro a broker with Alexander Capital 150 150 Robert Rex, Esq.

Last Updated: April 2024 (Atlanta, GA) Robert Omohundro Investigation Summary Here’s what you need to know about Atlanta, GA, stockbroker Robert Omohundro: Name: Mr. Robert Lloyd Omohundro Current Employer: Alexander…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Robert Guidicipietro (aka Robert Peters) formerly with Alexander Capital
Rex Securities Law Investment Fraud Attorney Investigates Robert Guidicipietro (aka Robert Peters) formerly with Alexander Capital 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Red Bank, NJ) Robert Guidicipietro Investigation Summary Here’s what you need to know about Red Bank, NJ, stockbroker Robert Guidicipietro (aka Robert A. Peters) Name: Mr.…

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Joseph Ambrosole- Former Joseph Stone Capital Advisor- Discloses Regulatory Events, Customer Suits and an IRS Lien – New York, NY
Joseph Ambrosole- Former Joseph Stone Capital Advisor- Discloses Regulatory Events, Customer Suits and an IRS Lien – New York, NY 150 150 ER

Joseph Ambrosole Investigation September 2022- New York, NY According to publicly available records,  Joseph Ambrosole a former FINRA registered representative who last worked for Joseph Stone Capital, discloses 5 prior…

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  • Robert Rex, Esq.

Michael Androulakis – Alexander Capital Broker- Discloses 2 Regulatory Events and 4 Customer Disputes- NYC
Michael Androulakis – Alexander Capital Broker- Discloses 2 Regulatory Events and 4 Customer Disputes- NYC 150 150 Robert Rex, Esq.

July 2021- NYC According to his FINRA record  Michael Androulakis, a financial advisor employed by Alexander Capital  discloses 2 regulatory events and 4 customer disputes. The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

Alexander Capital Sanctioned For Allowing Brokers to Churn Brokerage Accounts
Alexander Capital Sanctioned For Allowing Brokers to Churn Brokerage Accounts 150 150 Robert Rex, Esq.

MARCH 2019 Update–SEC enters consent judgement vs. William Gennity.  JULY 2018 The Securities and Exchange Commission (SEC) charged Alexander Capital and two of its managers for failing to supervise three…

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  • Robert Rex, Esq.

Rocco Guidicipietro-Alexander Capital Broker-Discloses Pending Regulatory Matter and Settlement of Customer Disputes-New York
Rocco Guidicipietro-Alexander Capital Broker-Discloses Pending Regulatory Matter and Settlement of Customer Disputes-New York 150 150 Robert Rex, Esq.

April 2018- New York According to FINRA records,  Rocco G. Guidicipietro (aka Rocco Peters)  discloses a pending regulatory matter, a prior regulatory matter and  three settled customer disputes. The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

Florence Simeon-Former Alexander Capital Stockbroker-Discloses Termination from Employment for Document Alteration-New York
Florence Simeon-Former Alexander Capital Stockbroker-Discloses Termination from Employment for Document Alteration-New York 150 150 Robert Rex, Esq.

April 2018- New York According to FINRA records,  Florence M. Simeon , who is currently employed by Sunstreet Securities, discloses that on April 27, 2016, she was ‘permitted to resign’ from Alexander Capital.…

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