Last Updated: February 2025, Lutherville, MD
Here’s what you need to know about Lutherville, MD, former stockbroker Harry A. Horn:
- Name: Mr. Harry Allan Horn
- CRD Number: 1031140
- Current Status: Not currently registered
- Prior Employers:
- Lincoln Financial Advisors Corporation (June 1982 – April 2022)
- Lincoln National Life Insurance Company (June 1982 – April 2006)
- Lincoln National Pension Insurance Company (June 1982 – January 1989)
- Function: Stockbroker / Financial Advisor
- Primary Location: Lutherville, MD
- DBA: Academy Financial
- Can Harry Horn be sued in FINRA arbitration? Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of: $70,000.00
If you’ve sustained damages from Mr. Horn, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Harry Horn As Your Stockbroker?
Our investigations of other Lincoln Financial Securities brokers
A FINRA arbitration involving Harry Horn was filed on August 28, 2024, by a customer of Lincoln Financial Advisors Corporation. The customer alleges that Mr. Horn recommended an unsuitable oil and gas investment, which resulted in damages of $70,000.
The matter is currently pending before FINRA arbitration (Case #24-01855).
See this for more information on REITs and Other Alternative Investments
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
Allegations of Broker Misconduct Against Harry Horn
A customer of Harry Horn has alleged the following misconduct in connection with the handling of their accounts:
- Unsuitable Investment Recommendations: The pending customer dispute claims that Mr. Horn recommended an unsuitable investment in an oil and gas product, which may violate FINRA Rule 2111, governing suitability requirements for brokers to act in their clients’ best interest.
The Financial Industry Regulatory Authority (FINRA) mandates that brokers and brokerage firms report customer complaints, disputes, and regulatory sanctions. Brokers must also disclose financial matters such as personal bankruptcies, judgments, and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Harry A. Horn, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.