Lincoln Financial Advisors

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David Shane Simmons-Former Lincoln Financial Securities Broker-Convicted in Tax Shelter Scheme – Jefferson, NC
David Shane Simmons-Former Lincoln Financial Securities Broker-Convicted in Tax Shelter Scheme – Jefferson, NC 150 150 ER

David Shane Simmons Investigation April 2024-Jefferson, NC UPDATE: On April 25, 2024 the U.S. Department of Justice convicted two tax attorneys and former broker David Shane Simmons of conspiring to…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Hibshman a broker with Lincoln Financial Advisors
Rex Securities Law Investment Fraud Attorney Investigates John Hibshman a broker with Lincoln Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Orange Village, Ohio) John Hibshman Investigation Summary Here’s what you need to know about Orange Village, OH, stockbroker John HIbshman: Name: Mr. John S. Hibshman Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Peter Robertson a broker with Lincoln Financial Advisors
Rex Securities Law Investment Fraud Attorney Investigates Peter Robertson a broker with Lincoln Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Irvine, CA) Peter Robertson Investigation Summary Here’s what you need to know about Irvine, CA, stockbroker Peter Robertson: Name: Mr. Peter Brian Robertson Current Employer: Lincoln…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Andrew Ross formerly with LPL Financial & Lincoln Financial Advisors
Rex Securities Law Investment Fraud Attorney Investigates Andrew Ross formerly with LPL Financial & Lincoln Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Waltham, MA) Andrew Ross Investigation Summary Here’s what you need to know about Waltham, MA, stockbroker Andrew Ross: Name: Mr. Andrew J. Ross Current Employer: Registered…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Sullum formerly with Lincoln Financial Advisors
Rex Securities Law Investment Fraud Attorney Investigates Michael Sullum formerly with Lincoln Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Boynton Beach, FL) Michael Sullum Investigation Summary Here’s what you need to know about Boynton Beach, FL, stockbroker Michael Sullum: Name: Mr. Michael David Sullum Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Roman Petryszyn formerly with Lincoln Financial Securities
Rex Securities Law Investment Fraud Attorney Investigates Roman Petryszyn formerly with Lincoln Financial Securities 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Henderson, NV) Roman Petryszyn Investigation Summary Here’s what you need to know about Henderson, NV, stockbroker Roman Petryszyn: Name: Mr. Roman Orest Petryszyn Current Employer: Innovation…

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“Rob” Eisenberg- Lincoln Financial Broker-Has Pending Customer Disputes Involving Oil & Gas Investments-Vienna, VA
“Rob” Eisenberg- Lincoln Financial Broker-Has Pending Customer Disputes Involving Oil & Gas Investments-Vienna, VA 150 150 ER

 “Rob” Eisenberg Investigation June 2023- Vienna, VA The FINRA records of Robert “Rob” Eisenberg ,   a stockbroker  employed by  Lincoln Financial Advisors Corporation  disclose a pending customer dispute. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Jose M. Canales-Former Lincoln Financial Broker/Agent-Barred From Securities Industry-El Paso, TX
Jose M. Canales-Former Lincoln Financial Broker/Agent-Barred From Securities Industry-El Paso, TX 150 150 Robert Rex, Esq.

April 2018- El Paso, Texas According to FINRA records,  Jose M. Canales , a currently unregistered broker who last worked for Lincoln Financial Securities Corp. , discloses a prior final regulatory event, a…

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  • Robert Rex, Esq.

Jimmy Moscoso-Former Lincoln Financial Advisor Broker-Barred From Securities Industry-Boca Raton, FL
Jimmy Moscoso-Former Lincoln Financial Advisor Broker-Barred From Securities Industry-Boca Raton, FL 150 150 Robert Rex, Esq.

February 2018-Boca Raton, FL According to publicly available records Jimmy Oswald Moscoso  , (CRD# 2912265) ,  a   former stockbroker who last worked for Lincoln Financial Advisors,  discloses that he was recently barred from the…

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