Last Updated: May 2025 – Baton Rouge, LA
Here’s what you need to know about Baton Rouge, LA, stockbroker Ajay Murthy:
- Name: Mr. Ajay Murthy
- Current Employer: Not currently registered with FINRA
- Prior Employers: Wells Fargo Clearing Services, LLC; Morgan Stanley; Citigroup Global Markets Inc.; UBS Financial Services Inc.
- Function: Stockbroker / Financial Advisor
- Aliases: Ajay Murthy
- Primary Location: Baton Rouge, LA
- CRD #: 2316551
- Can Ajay Murthy be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of: $2,228,442
If you’ve sustained damages from Mr. Murthy, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Ajay Murthy As Your Stockbroker?
A customer of Wells Fargo has filed a FINRA arbitration alleging that Murthy misappropriated funds from the customer’s account for personal gain. Damages of $2,228,442 are sought in this pending matter.
Allegations of Broker Misconduct Against Ajay Murthy
Customers of Ajay Murthy have alleged the following wrongdoing:
Misappropriation of client funds
Investigations involving Theft and Misappropriation of Customer Funds
The Financial Industry Regulatory Authority (FINRA) requires brokers to comply with ethical standards such as FINRA Rule 2150 (regarding improper use of customer funds) and FINRA Rule 2010 (governing high standards of commercial honor and just and equitable principles of trade).
Recover Your Investment Losses Now With Rex Securities Law
Investigations involving other Wells Fargo brokers
If you have suffered investment losses in an account handled by Ajay Murthy, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.