Last Updated: October 2026
Here’s What You Need to Know About Glendale, Arizona Stockbroker Beaux Treguboff
- Name: Beaux Guthrie Treguboff
- Current Employer: LPL Financial LLC
- Prior Employers: Morgan Stanley; Morgan Stanley & Co. Incorporated
- Function: Stockbroker / Financial Advisor
- Aliases: Beaux G. Treguboff
- Primary Location: Glendale, Arizona
- Other Business Affiliations: Homestead Wealth Management (DBA for LPL Financial business)
- CRD Number: 5533615
- FINRA Arbitration Eligibility: Yes
- Pending Customer Dispute Seeks Damages of $650,000
If you’ve sustained damages from Mr. Treguboff, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Beaux Treguboff?
Beaux Treguboff is the subject of a pending FINRA arbitration involving allegations that he failed to act in a customer’s best interest by recommending an unsuitable securities investment.
2026 FINRA Arbitration – $650,000 in Alleged Damages
in August 2026, a customer of LPL Financial filed FINRA arbitration case number 26-01915 against Treguboff concerning an investment recommendation made during the fall of 2025.
The customer alleges that Treguboff recommended an investment in listed equity securities that was unsuitable for the customer’s investment objectives and failed to act in the customer’s best interest.
The customer seeks $650,000 in damages.
Treguboff denies wrongdoing and maintains that the investment recommendation was suitable based on the customer’s objectives, financial circumstances, and investment goals. He further states that he reviewed the relevant investment documentation and acted in the customer’s best interest.
The arbitration remains pending.
Allegations of Broker Misconduct Against Beaux Treguboff
- Unsuitable investment recommendations
- Failure to act in a retail customer’s best interest
- Recommendations allegedly inconsistent with customer investment objectives
- Alleged failure to comply with the best-interest standard governing securities recommendations
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)
Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
FINRA Rule 2111- suitability -Regulation Best Interest
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Beaux Treguboff, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, Florida, Rex Securities Law represents investors nationwide who have suffered financial losses involving stockbroker misconduct, unsuitable investments, misrepresentation, and investment fraud.
Contact experienced investment fraud attorney Bob Rex at (877) 224-3199 for a free consultation.