Last Updated: May 2025 – Grand Rapids, MI
Here’s what you need to know about Grand Rapids, MI, stockbroker Jody Ryan Vander Weide:
- Name: Jody Ryan Vander Weide
- Current Employer: (Not currently registered as a broker)
- DBA: Capstone Financial Inc.
- Prior Employers: Osaic Wealth, Inc.; Sigma Financial Corporation; Raymond James Financial Services, Inc.; Lincoln Financial Advisors Corporation; The Lincoln National Life Insurance Company
- Function: Stockbroker / Financial Advisor
- Aliases: Jody Vander Weide, Jody Vanderweide
- Primary Location: Grand Rapids, MI
- CRD Number: 2571083
- Can Jody Vander Weide be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Discharged by a prior Employer: Yes, twice.
- Pending Regulatory Actions: Yes, Two pending actions
If you’ve sustained damages from Mr. Vander Weide, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money with Jody Ryan Vander Weide As Your Stockbroker?
On March 25, 2025, the Michigan Corporations, Securities, and Commercial Licensing Bureau initiated regulatory actions against Jody Vander Weide. The first regulatory action (Docket No. ENF-25-020027) seeks a Cease and Desist order, alleging that Mr. Vander Weide acted as an unregistered investment adviser representative and made false or misleading statements during the regulatory review process.
The second action by Michigan regulators seeks the revocation and suspension of securities registration based on alleged violations of Michigan law (specifically MCL 451.2403(1) and MCL 451.2505). These matters are currently pending.
Vander Weide has been discharged from two prior employers, Osaic Wealth in 4/2025 (failure to disclose a prior termination) and Sigma Financial in 3/2024 (Engaging in an undisclosed outside business activity as an unlicensed investment advisor representative).
Allegations of Broker Misconduct Against Jody Ryan Vander Weide
Michigan regulators have alleged the following misconduct against Jody Vander Weide:
- Acting as an unregistered investment adviser representative without proper licensing, a violation under Michigan law (MCL 451.2403(1)).
- Making false and misleading statements to regulators during registration proceedings, a violation of MCL 451.2505.
- Charging unauthorized fees to clients without firm permission, indicative of violations related to FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade).
The Financial Industry Regulatory Authority (FINRA) requires brokers and brokerage firms to report customer complaints, regulatory actions, and financial disclosures. In this case, although no direct FINRA sanctions were reported, significant state regulatory actions have been filed that impact Mr. Vander Weide’s ability to lawfully operate in the securities industry.
Recover Your Investment Losses Now With Rex Securities Law
Investigations of other Osaic Wealth brokers
If you have suffered investment losses in an account handled by Jody Ryan Vander Weide, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.