Last Updated: October 2026
Here’s What You Need to Know About Las Vegas, Nevada Stockbroker Shanna Kehoe
- Name: Shanna Jean Kehoe
- Former Employer: Cetera Advisor Networks LLC
- Prior Employers: First Allied Securities, Inc.; LPL Financial LLC; New England Securities; MML Investors Services, Inc.
- Function: Stockbroker / Financial Advisor
- Aliases: Shanna J. Kehoe
- Primary Location: Las Vegas, Nevada
- Other Business Affiliations: CWM, LLC (Carson Wealth Management) ; Lakeside Wealth Management Group, LLC; Diamond Wealth Management; Ruby RE, LLC; Noble Dreams, LLC; fixed insurance sales
- CRD Number: 4736468
- FINRA Arbitration Eligibility: Yes
- Highest Settlement or Award: $115,000
If you’ve sustained damages from Ms. Kehoe, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Shanna Kehoe?
In 7/2025 Shanna Kehoe settled a customer dispute involving allegations that she failed to adequately explain the tax consequences and benefits of an investment strategy. The settlement was $115,000. Kehoe’s reported individual contribution was $17,250.
In November 2024, customers working with Kehoe through CWM, LLC allocated their investment account to an AQR tax-managed investment strategy involving listed and over-the-counter equities.
The customers alleged that the strategy was presented as providing meaningful tax mitigation but that they were not adequately informed that short-term tax losses generated in 2025 would be temporary and could be recaptured when they exited the strategy.
The customers maintained that they would have considered alternative investments had they understood that the principal benefit was tax deferral rather than permanent tax savings.
Kehoe is not currently registered as a stockbroker.
Allegations of Broker Misconduct Against Shanna Kehoe
- Failure to adequately explain an investment strategy
- Alleged misrepresentation of tax benefits
- Inadequate disclosure of temporary tax losses and potential recapture
- Failure to clearly distinguish tax deferral from permanent tax savings
- Customer concerns involving investment management fees and expected tax benefits
Recover Your Investment Losses Now With Rex Securities Law
Investigation of Cetera Financial Brokers-Lawsuits, Arbitrations & Disputes
If you have suffered investment losses in an account handled by Shanna Kehoe, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, Florida, Rex Securities Law represents investors nationwide who have suffered financial losses involving stockbroker misconduct, unsuitable investments, misrepresentation, and investment fraud.
Contact experienced investment fraud attorney Bob Rex at (877) 224-3199 for a free consultation.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.