Last Updated: May 2025 – Akron, OH
Here’s what you need to know about Akron, OH stockbroker David Baldwin:
- Name: Mr. David Lahm Baldwin
- Current Employer: Key Investment Services LLC
- Prior Employers: McDonald Investments Inc., Banc One Securities Corporation, Locust Street Securities, MML Investors Services
- Function: Stockbroker / Financial Advisor
- Aliases: David Baldwin
- Primary Location: Akron, OH
- CRD Number: 2099386
- Can David Baldwin be sued in FINRA arbitration? Yes
- Customer Dispute Seeks Damages of: $11,890
If you’ve sustained damages from Mr. Baldwin, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With David Baldwin As Your Stockbroker?
A client of Key Investment Services LLC filed a written complaint alleging that David Baldwin misrepresented the purchase of two fixed annuities from F&G totaling in December 2023. The matter was resolved through a settlement on November 25, 2024, in which Mr. Baldwin personally contributed $3,488 to the resolution.
This type of allegation may relate to violations of FINRA Rule 2111 (the suitability rule), which requires brokers to have a reasonable basis to believe that a recommended transaction is suitable for the customer.
Allegations of Broker Misconduct Against David Baldwin
Customers of David Baldwin have alleged the following misconduct:
Misrepresentation
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition, brokers are required to disclose certain financial matters such as personal bankruptcies, judgments, and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by David Lahm Baldwin, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.