Last Updated: March 2026 — Houston, TX
Here’s what you need to know about Houston, TX stockbroker Gregory W. Berg:
- Name: Gregory Wayne Berg
- Current Employer: Not currently registered with any FINRA-member firm
- Prior Firms:
- LPL Financial LLC (Houston, TX) — 08/2023 to 01/2026
- Merrill Lynch, Pierce, Fenner & Smith Incorporated (Houston, TX) — 07/2005 to 08/2023
- Morgan Stanley DW Inc. (Purchase, NY) — 08/1998 to 07/2005
- Other Business Affiliations: Winegar Berg Wealth Management
- CRD Number: 3081088
- Stockbroker / Financial Advisor: Yes
- Can Broker be Sued in FINRA: Yes
- Discharged by a Prior Employer: Yes
- Current Customer Dispute Seeks Total Damages of: $200,000
If you’ve sustained damages from Mr. Berg, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Gregory Berg As Your Stockbroker?
Gregory Berg has been named in a pending customer dispute involving allegations tied to variable annuity investments:
In February 2026, a civil lawsuit was filed in the 129th Judicial District Court of Harris County, Texas (Case No. 2026-08802) alleging that while at Merrill Lynch, Berg omitted material facts related to a variable annuity purchased in February 2007. The claim seeks $143,000 in damages and remains pending.
Berg was discharged from LPL Financial LLC in December 2025 after allegations that he failed to escalate a customer complaint in a timely manner and settled a customer complaint without firm approval.
Allegations of Broker Misconduct Against Gregory W. Berg
- Misrepresentation / Omission of Material Facts — allegations that key risks or features of annuity products were not disclosed may implicate FINRA Rule 2020 and FINRA Rule 2010 governing fair dealing and ethical conduct.
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Gregory W. Berg, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.