Last Updated: May 2025 – Fall River, MA
Here’s what you need to know about Fall River, MA stockbroker John Pigeon:
- Name: Mr. John Lester Pigeon
- Current Employer: Osaic Institutions, Inc.
- Prior Employers: Linsco/Private Ledger Corp.; Banc of America Investment Services, Inc.; Quick & Reilly, Inc.; FIS Securities, Inc.; NYLife Securities Inc.
- Function: Stockbroker / Financial Advisor
- Aliases: John L. Pigeon
- Primary Location: Fall River, MA
- CRD Number: 2354079
- Can John Pigeon be sued in FINRA arbitration? Yes
- Highest Settlement or Award: $60,000
If you’ve sustained damages from Mr. Pigeon, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With John Pigeon As Your Stockbroker?
In FINRA arbitration claim (Case No. 24-01227), filed in June 2024, a customer of Infinex Investments alleged that John Pigeon failed to observe high standards of commercial honor and just and equitable principles of trade in connection with the sale of a real estate security. That case was settled for $60,000 in 5/2025.
This type of allegation may reflect potential violations of FINRA Rule 2010, which requires brokers to adhere to high standards of commercial honor and equitable principles of trade. If the investment recommendation itself was unsuitable, FINRA Rule 2111 (Suitability) may also apply.
Allegations of Broker Misconduct Against John Pigeon
The following allegations and dispute have been reported regarding John Pigeon:
Failed to observe high standards of commercial honor and just and equitable principles of trade
The Financial Industry Regulatory Authority (FINRA) mandates disclosure of customer complaints and investment-related disputes, requiring transparency and adherence to ethical standards. Investors harmed by unsuitable or unethical practices have a legal path to pursue recovery through FINRA arbitration.
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other Infinex Investments (now Osaic Institutions) Brokers
If you have suffered investment losses in an account handled by John Lester Pigeon, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.