Last Updated: May 2025 – Racine, WI
Here’s what you need to know about Racine, WI stockbroker Mark Huber:
- Name: Mr. Mark Huber
- Current Employer: Concorde Investment Services, LLC / Concorde Asset Management, LLC
- DBA: Thornwood Financial (formerly TADA Wealth Advisors), Stryde Advisors, 1031 DST Advisor, Strategic Risk Alternatives, Painless Tax Solutions, Tax Practice Academy
- Prior Employers: World Equity Group, Inc.
- Function: Stockbroker / Financial Advisor
- Aliases: Mark Huber
- Primary Location: Racine, WI
- CRD Number: 5976354
- Highest Settlement or Award: $80,000
- Pending Customer Dispute Seeks Damages of: $500,000–$900,000
If you’ve sustained damages from Mr. Huber, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Mark Huber As Your Stockbroker?
A pending FINRA arbitration filed by a customer of Concorde Investment Services in April 2025 (FINRA Case No. 25-00753), alleges that Mark Huber failed to recommend suitable investments in direct participation programs and limited partnerships between 2019 and 2025. The claim, filed seeks damages ranging from $500,000 to $900,000 and remains unresolved.
Previously, two complaints filed by customers of Concorde Investment were settled:
- A December 2020 complaint (Case No. 20-04118) alleged breach of contract, fiduciary duty, and misrepresentation in a 2014 real estate investment trust. The matter was settled for $14,999.
- Another complaint (Case No. 20-03885), filed in November 2020, alleged violations of Illinois securities laws and multiple FINRA rules, including Rules 2111 and 2010, relating to a 2018 direct investment. That case settled for $80,000.
What is a Delaware Statutory Trust (DST) ?
Other Investigations involving Delaware Statutory Trusts (DSTs)
These allegations involve potential violations of FINRA Rule 2111 (Suitability), which requires brokers to base recommendations on a customer’s investment profile, and FINRA Rule 2010, mandating fair and ethical practices. Claims of misrepresentation and breach of fiduciary duty may also invoke FINRA Rule 2020, which prohibits deceptive or fraudulent conduct in connection with securities transactions.
Allegations of Broker Misconduct Against Mark Huber
Customers of Mark Huber have alleged the following misconduct:
- Unsuitable Recommendations to invest in limited partnerships and direct investments
- Violations of Illinois securities laws
- Breach of Fiduciary Duty
- Violations of FINRA rules
- Violations of Indiana Securities Act
- Misrepresentations and Omissions
See this for more information on REITs and Other Alternative Investments
Recover Your Investment Losses Now With Rex Securities Law
See this for information on our other investigations of Concorde Investment Services brokers
If you have suffered investment losses in an account handled by Mark Huber, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.