Concorde Investment Services

Rex Securities Law Investment Fraud Attorney Investigates Joel Floyd Woods formerly with Concorde Investment Services

Rex Securities Law Investment Fraud Attorney Investigates Joel Floyd Woods formerly with Concorde Investment Services 150 150 Robert Rex, Esq.

Last Updated: April 2025 (Fort Worth, TX ) Joel Floyd Woods Investigation Summary Here’s what you need to know about Fort Worth, Texas, stockbroker Joel Floyd Woods: Name: Mr. Joel…

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Rex Securities Law Investment Fraud Attorney Investigates Concorde Investment Services Broker Jeffrey Lynn Bangerter

Rex Securities Law Investment Fraud Attorney Investigates Concorde Investment Services Broker Jeffrey Lynn Bangerter 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Roseville, CA) Jeffrey Lynn Bangerter Investigation Summary Here’s what you need to know about Roseville, CA, stockbroker Jeffrey Lynn Bangerter: Name: Jeffrey Lynn Bangerter Current Employer: Concorde Investment…

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Rex Securities Law Investment Fraud Attorney Investigates Bart Harrison a broker with Concorde Investment Services-Delaware Statutory Trust

Rex Securities Law Investment Fraud Attorney Investigates Bart Harrison a broker with Concorde Investment Services-Delaware Statutory Trust 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Trussville, AL) Alan Bartlett Harrison Investigation Summary Here’s what you need to know about Trussville, AL stockbroker Alan Bartlett Harrison: Name: Alan Bartlett Harrison Current Employer: Concorde Investment…

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Rex Securities Law Investment Fraud Attorney Investigates Frank Kuiper a Broker with Concorde Investment Services

Rex Securities Law Investment Fraud Attorney Investigates Frank Kuiper a Broker with Concorde Investment Services 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (San Diego, CA) Frank Kuiper Investigation Summary Here’s what you need to know about San Diego, CA, stockbroker Frank Kuiper: Name: Mr. Frank Timothy Kuiper Current…

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Rex Securities Law Investment Fraud Attorney Investigates Concorde Investment Services Broker Daniel Raupp

Rex Securities Law Investment Fraud Attorney Investigates Concorde Investment Services Broker Daniel Raupp 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Setauket, NY) Daniel Raupp Investigation Summary Here’s what you need to know about Setauket, NY, stockbroker Daniel Raupp: Name: Mr. Daniel Philip Raupp Current Employer: Concorde…

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Jeffrey Kiesnoski -Concorde Investment Services Broker-Discloses $1.8M+ in Customer Suits- Livonia, MI

Jeffrey Kiesnoski -Concorde Investment Services Broker-Discloses $1.8M+ in Customer Suits- Livonia, MI 150 150 ER

Jeffrey Kiesnoski Investigation April 2022- Livonia, MI The FINRA records of Jeffrey A. Kiesnoski,  a Concorde Investment Services broker,  disclose  two prior customer disputes and two pending customer disputes. The Financial Industry…

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Joseph Michaletz-DAI Securities Advisor-Discloses Customer Disputes Over LP’s & Direct Investments-Mankato, MN

Joseph Michaletz-DAI Securities Advisor-Discloses Customer Disputes Over LP’s & Direct Investments-Mankato, MN 150 150 Robert Rex, Esq.

Joseph Michaletz Investigation November 2021-Mankato, MN According to publicly available records Joseph G. Michaletz  ,  a  stockbroker who is currently registered with DAI Securities,  disclose 3 currently pending customer disputes…

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Robert Tweed-Former Cabot Lodge Securities Broker- Discloses a Regulatory Event, a Civil Event, Numerous Customer Disputes and a Termination from Employment- San Marino, CA

Robert Tweed-Former Cabot Lodge Securities Broker- Discloses a Regulatory Event, a Civil Event, Numerous Customer Disputes and a Termination from Employment- San Marino, CA 150 150 Robert Rex, Esq.

January 2020-San Marino, CA According to publicly available records of Robert Russel Tweed (CRD#2339324) ,  a  former stockbroker who last worked for Cabot Lodge Securities,  discloses 1 regulatory event, a pending…

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Meredith A. McCutchen-Former Berthel Fisher/Concorde Investment Broker-Settles Customer Suit-Houston, TX

Meredith A. McCutchen-Former Berthel Fisher/Concorde Investment Broker-Settles Customer Suit-Houston, TX 150 150 Robert Rex, Esq.

May 2018-Houston, Texas According to FINRA records,  Meredith Ann McCutchen ,   a stock broker who was previously  employed by Concorde Investment Services and Berthel Fisher and who is currently employed by Moody Securities , discloses a recent…

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Investigation-Frank T. Dunn, Jr.-Concorde Investment Services-The Woodlands, TX

Investigation-Frank T. Dunn, Jr.-Concorde Investment Services-The Woodlands, TX 150 150 Robert Rex, Esq.

The Woodlands, Texas We are investigating the sales practices of Frank Timothy Dunn, Jr. a broker who has been employed by Concorde Investment Services since 10/2014. In publicly available records…

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