Concorde Investment Services

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Frank Kuiper a Broker with Concorde Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Frank Kuiper a Broker with Concorde Investment Services 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (San Diego, CA) Frank Kuiper Investigation Summary Here’s what you need to know about San Diego, CA, stockbroker Frank Kuiper: Name: Mr. Frank Timothy Kuiper Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Concorde Investment Services Broker Daniel Raupp
Rex Securities Law Investment Fraud Attorney Investigates Concorde Investment Services Broker Daniel Raupp 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Setauket, NY) Daniel Raupp Investigation Summary Here’s what you need to know about Setauket, NY, stockbroker Daniel Raupp: Name: Mr. Daniel Philip Raupp Current Employer: Concorde…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joel Floyd Woods formerly with Concorde Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Joel Floyd Woods formerly with Concorde Investment Services 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Fort Worth, TX ) Joel Floyd Woods Investigation Summary Here’s what you need to know about Fort Worth, Texas, stockbroker Joel Floyd Woods: Name: Mr. Joel…

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Jeffrey Kiesnoski -Concorde Investment Services Broker-Discloses $1.8M+ in Customer Suits- Livonia, MI
Jeffrey Kiesnoski -Concorde Investment Services Broker-Discloses $1.8M+ in Customer Suits- Livonia, MI 150 150 ER

Jeffrey Kiesnoski Investigation April 2022- Livonia, MI The FINRA records of Jeffrey A. Kiesnoski,  a Concorde Investment Services broker,  disclose  two prior customer disputes and two pending customer disputes. The Financial Industry…

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  • Robert Rex, Esq.

Joseph Michaletz-DAI Securities Advisor-Discloses Customer Disputes Over LP’s & Direct Investments-Mankato, MN
Joseph Michaletz-DAI Securities Advisor-Discloses Customer Disputes Over LP’s & Direct Investments-Mankato, MN 150 150 Robert Rex, Esq.

Joseph Michaletz Investigation November 2021-Mankato, MN According to publicly available records Joseph G. Michaletz  ,  a  stockbroker who is currently registered with DAI Securities,  disclose 3 currently pending customer disputes…

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  • Robert Rex, Esq.

Robert Tweed-Former Cabot Lodge Securities Broker- Discloses a Regulatory Event, a Civil Event, Numerous Customer Disputes and a Termination from Employment- San Marino, CA
Robert Tweed-Former Cabot Lodge Securities Broker- Discloses a Regulatory Event, a Civil Event, Numerous Customer Disputes and a Termination from Employment- San Marino, CA 150 150 Robert Rex, Esq.

January 2020-San Marino, CA According to publicly available records of Robert Russel Tweed (CRD#2339324) ,  a  former stockbroker who last worked for Cabot Lodge Securities,  discloses 1 regulatory event, a pending…

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  • Robert Rex, Esq.

Meredith A. McCutchen-Former Berthel Fisher/Concorde Investment Broker-Settles Customer Suit-Houston, TX
Meredith A. McCutchen-Former Berthel Fisher/Concorde Investment Broker-Settles Customer Suit-Houston, TX 150 150 Robert Rex, Esq.

May 2018-Houston, Texas According to FINRA records,  Meredith Ann McCutchen ,   a stock broker who was previously  employed by Concorde Investment Services and Berthel Fisher and who is currently employed by Moody Securities , discloses a recent…

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  • Robert Rex, Esq.

Investigation-Frank T. Dunn, Jr.-Concorde Investment Services-The Woodlands, TX
Investigation-Frank T. Dunn, Jr.-Concorde Investment Services-The Woodlands, TX 150 150 Robert Rex, Esq.

The Woodlands, Texas We are investigating the sales practices of Frank Timothy Dunn, Jr. a broker who has been employed by Concorde Investment Services since 10/2014. In publicly available records…

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  • Robert Rex, Esq.

Jill Cody (Tramontano)-Former Concorde Investment Services Broker-Barred From Securities Industry-Spring Lake, NJ
Jill Cody (Tramontano)-Former Concorde Investment Services Broker-Barred From Securities Industry-Spring Lake, NJ 150 150 Robert Rex, Esq.

September 2017 According to publicly available records Jill M. Cody , (CRD# 4333419) ,  a  former stockbroker who last worked for Concorde Investment Services  , has numerous disclosures:  1 prior regulatory events 8…

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