Last Updated: June 2025 – Lexington, KY
Here’s what you need to know about Lexington, KY, stockbroker Taylor Davis:
- Name: Mr. James Taylor Davis
- Current Employer: Meridian Wealth Management (Registered Investment Advisor): Not currently registered as broker with FINRA
- Prior Employer: Northwestern Mutual Investment Services, LLC
- Function: Stockbroker / Financial Advisor
- Primary Location: Lexington, KY
- Alias: Taylor Davis
- CRD: 6646090
- Can James T. Davis be sued in FINRA arbitration? Yes
- Highest Settlement or Award: $81,000
- Total Number of Customer Disputes: 10
If you’ve sustained damages from Mr. Davis, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With James T. Davis As Your Stockbroker?
Multiple customers of Northwestern Mutual Investment Services have brought claims against James T. Davis, alleging misrepresentation and unsuitable recommendations involving variable universal life insurance policies. These complaints span from 2021 to 2025 and collectively represent settlements totaling over $342,000.
In one of the largest cases, a customer complaint filed in August 2024 alleged that James Davis misrepresented the terms of a variable life insurance policy, resulting in a settlement of $81,000. The firm rescinded the policy and refunded premiums.
Other settlements include:
- $65,581 (April 2025)
- $43,072 (April 2024)
- $33,840 (March 2025)
- $33,179 (March 2022)
- $25,949 (November 2024)
- $25,000 (May 2021)
- $35,008 (December 2024)
Allegations of Broker Misconduct Against James T. Davis
Customers of James T. Davis have alleged the following misconduct in connection with the handling of insurance-related investments:
- Misrepresentation of Variable Universal Life (VUL) Policies
- Positioning Insurance Products as Traditional Investments
- Failure to Adequately Explain Policy Fees and Terms
- Unsuitable Sales of Insurance Products
- Failure to Disclose Policy Activation and Financial Impact
These allegations are especially serious given that FINRA Rule 2111 requires brokers to have a reasonable basis to believe that a recommended transaction or investment strategy is suitable for the customer, based on the customer’s investment profile. Several complaints allege that Davis failed to meet this obligation.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by James T. Davis, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.