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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Bobby Lynn Teddlie of Midland Texas Convicted of Securities Fraud – Rex Securities Law
Bobby Lynn Teddlie of Midland Texas Convicted of Securities Fraud – Rex Securities Law 150 150 Robert Rex, Esq.

Last Updated: October 2026 The Texas State Securities Board (TSSB) announced that Bobby Lynn Teddlie entered a guilty plea to securities fraud and theft in the 238th Judicial District Court…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Broker Kirsten Gillen
Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Broker Kirsten Gillen 150 150 Robert Rex, Esq.

Last Updated: October 2026 Here’s What You Need to Know About Minneapolis, Minnesota Stockbroker Kirsten Gillen Name: Kirsten Marie Gillen Current Employer: Northwestern Mutual Investment Services, LLC Function: Stockbroker /…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Meridian Wealth Management Broker Taylor Davis
Rex Securities Law Investment Fraud Attorney Investigates Meridian Wealth Management Broker Taylor Davis 150 150 Robert Rex, Esq.

Last Updated: February 2026 – Lexington, KY Here’s what you need to know about Lexington, KY, stockbroker Taylor Davis: Name: Mr. James Taylor Davis Current Employer: Meridian Wealth Management (Registered…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Wealth Management an Unregistered Broker Tim Claypool
Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Wealth Management an Unregistered Broker Tim Claypool 150 150 Robert Rex, Esq.

Last updated: September 2025 — Amarillo, TX Here’s what you need to know if you invested with Tim Claypool a broker in Amarillo, Texas Name: Timothy Lee Claypool Alias: Tim Claypool,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Northwestern Mutual Investment Services Broker Trey Brown
Rex Securities Law Investment Fraud Attorney Investigates Former Northwestern Mutual Investment Services Broker Trey Brown 150 150 Robert Rex, Esq.

Last Updated: Spetember 2025 (Frisco, TX) Trey Brown Investigation Summary Here’s what you need to know about Frisco, TX, former stockbroker Raymond Trey Brown: Name: Raymond Trey Brown Last Registered Employer: Northwestern…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Investment Services Broker Todd Allen Leightey
Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Investment Services Broker Todd Allen Leightey 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Upper Sandusky, OH Here’s what you need to know about Upper Sandusky, OH stockbroker Todd Allen Leightey: Name: Mr. Todd Allen Leightey Current Employer: Northwestern Mutual Investment…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Investment Services Broker Kevin Regan
Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Investment Services Broker Kevin Regan 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Ft. Lauderdale) Kevin Regan Investigation Summary Here’s what you need to know about Fort Lauderdale, FL , stockbroker Kevin Regan: Name: Mr. Kevin M. Regan Current…

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  • ER

Robert Kristal- Former H.C. Wainwright & Co. Broker-Discloses Regulatory Event – New York, NY
Robert Kristal- Former H.C. Wainwright & Co. Broker-Discloses Regulatory Event – New York, NY 150 150 ER

Robert Kristal Investigation March 2023-New York, New York The FINRA records of Robert Eugene Kristal,  a broker previously employed by H.C. Wainwright & Co. , disclose a regulatory matter resulting in a…

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  • ER

Brian Test-Avantax Investment Services Broker-Discloses Regulatory Event and a Termination from Employment- Frisco, TX
Brian Test-Avantax Investment Services Broker-Discloses Regulatory Event and a Termination from Employment- Frisco, TX 150 150 ER

Brian Test Investigation March 2022-Frisco, TX The FINRA records of Brian Test ,  a  broker currently employed by Avantax Investment Services, Inc. , disclose a regulatory matter, a final customer dispute, and a…

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