Last Updated: July 2025 – Parma, OH
Here’s what you need to know about Parma, OH stockbroker Dennis Twarogowski:
- Name: Mr. Dennis Clarence Twarogowski
- Current Employer: Independence Capital Co., Inc.
- Prior Employers: The O.N. Equity Sales Company, Managed Investments, Inc.
- Function: Stockbroker / Financial Advisor
- Primary Location: Parma, OH
- CRD Number: 1033169
- FINRA Arbitration Eligibility: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of: $100,000
If you’ve sustained damages from Mr. Twarogowski, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money with Dennis Twarogowski as Your Stockbroker?
A pending arbitration claim was filed with FINRA (Docket #25-00101) in January 2025, alleging that Dennis Twarogowski failed to supervise a registered representative at Independence Capital Co., Inc., who placed customers in a non-existent real estate program. The claim seeks damages of $100,000.
The alleged failure to supervise may violate FINRA Rule 3110, which requires firms and supervisors to establish and maintain a system that is reasonably designed to achieve compliance with applicable securities laws and regulations.
Allegations of Broker Misconduct Against Dennis Twarogowski
Clients of Mr. Twarogowski have filed a pending arbitration complaint with the following allegation:
Failure to Supervise
Under FINRA Rule 3110, supervisory personnel are required to reasonably supervise all representatives and ensure that all investment recommendations and transactions are compliant with regulatory standards.
The Financial Industry Regulatory Authority (FINRA) mandates that brokers report customer disputes, regulatory sanctions, and certain financial events. As such, this disclosure is publicly available through the BrokerCheck system.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Dennis Twarogowski, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.