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Last Updated: June 2024 (Boone, NC) Seth Andrew Nannini Investigation Summary Here’s what you need to know about Boone, NC stockbroker Seth Andrew Nannini: Name: Seth Andrew Nannini Current Employer: Capital Investment…
read moreLast Updated: June 2024 (Austin, Texas) D.H. Hill Securities Sanctioned Over Sales Of GWG L Bonds In a Disciplinary Order recently issued by the Texas State Securities Board (TSSB), D.H.…
read moreLast Updated: April 2024 Center Street Securities–In Business 33 years—Shuts Down According to their CRD, broker-dealer Center Street Securities filed form BDW requesting termination of its registration with FINRA and…
read moreAndrew Keefer Investigation Updated April 2024 Orlando, FL According to publicly available records Andrew J. Keefer , a broker with Independent Financial Partners/IFP Securities, discloses a $500,000 customer dispute. The Financial Industry…
read moreEugene Cebron “Bron” Thompson Investigation March 2024– Wallace, NC According to publicly available records, Eugene “Bron” Thompson, a broker with Capital Investment Group, discloses several customer dispute related to GWG…
read moreJon Ellefson & GWG L-Bond Investigation February 2024-Harker Heights, TX The FINRA records of Jonathan Eric Ellefson, an Intervest International Equities Corp. broker was recently named in a FINRA arbitration by a…
read moreKenneth New/Center State Securities/GWG L-Bond Investigation Updated December 2023 Merritt Island, FL According to publicly available records Kenneth J. New, a broker currently employed by Arete Wealth Management, discloses several…
read moreMark Alan Cline & GWG L-Bond Investigation Updated December 2023 Wildwood, FL The FINRA records of Mark Allen Cline, a former National Securities Corp. broker discloses 18 settled prior suits and…
read moreLast Updated: November 2023 GWG Bonds –Investors are Left Holding the Bag Here’s what you need to know about the status of now defunct Dallas, Texas- based GWG Holdings: Name:…
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